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CALIX, INC Director's Dealing 2019

Dec 27, 2019

31174_dirs_2019-12-26_54467a85-91e8-42ea-8440-50feaf38b9ee.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2019-12-24

Reporting Person: LISTWIN DONALD J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-24 Common Stock G 25000 Disposed 725000 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 225000 Indirect

Footnotes

F1: Represents a bona fide gift by reporting person.

F2: Amount of securities beneficially owned includes 21,148 unvested restricted stock units.

F3: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership.