CALIX, INC — Director's Dealing 2018

Mar 16, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2018-03-14

Reporting Person: PLANTS J DANIEL (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-14	Common Stock	A	27586	—	Acquired	27586	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1013794	Indirect

Footnotes

F1: Represents an automatic initial grant of restricted stock units ("RSUs") that will vest in full on the one year anniversary of the date of grant. Each RSU represents a contingent right to receive one share of the issuer's common stock.

F2: Amount of securities beneficially owned includes 27,586 unvested RSUs.

F3: Shares held by Voce Capital Management, LLC. Mr. Plants is managing member of Voce Capital Management, LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.