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CALIX, INC Director's Dealing 2018

May 16, 2018

31174_dirs_2018-05-15_02f50e45-57f8-4083-a8d9-3046f9a1e384.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2018-05-11

Reporting Person: PLANTS J DANIEL (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-11 Common Stock P 139250 $6.39 Acquired 1153044 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 27586 Direct

Footnotes

F1: Shares purchased between $6.375 and $6.425 per share at a weighted average price of $6.39. The Reporting Person will provide full information regarding the number of shares purchased at each purchase price upon request.

F2: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.

F3: Amount of securities beneficially owned includes 27,586 unvested restricted stock units.