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CALIX, INC — Director's Dealing 2018
May 16, 2018
31174_dirs_2018-05-15_02f50e45-57f8-4083-a8d9-3046f9a1e384.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2018-05-11
Reporting Person: PLANTS J DANIEL (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-11 | Common Stock | P | 139250 | $6.39 | Acquired | 1153044 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27586 | Direct |
Footnotes
F1: Shares purchased between $6.375 and $6.425 per share at a weighted average price of $6.39. The Reporting Person will provide full information regarding the number of shares purchased at each purchase price upon request.
F2: Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F3: Amount of securities beneficially owned includes 27,586 unvested restricted stock units.
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