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CALIX, INC — Director's Dealing 2017
May 17, 2017
31174_dirs_2017-05-16_8f982fb2-3707-45c0-ab15-8d565b85cd1a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2017-05-12
Reporting Person: CHEUNG SHEILA (VP, Finance & Accounting)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-12 | Common Stock | A | 414 | $5.65 | Acquired | 414 | Direct |
Footnotes
F1: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of November 2, 2016 through May 14, 2017. This transaction is exempt under Rule 16b-3(c).
F2: In accordance with the ESPP, these shares were purchased at 85% of the closing price of the issuer's common stock on May 12, 2017, the last trading day of the purchase period.
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