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CALIX, INC Director's Dealing 2017

May 20, 2017

31174_dirs_2017-05-19_2162e9b2-10da-43e8-8601-ef1dca92cc01.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2017-05-17

Reporting Person: LISTWIN DONALD J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-17 Common Stock A 17910 Acquired 567910 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 200000 Indirect

Footnotes

F1: Represents an automatic annual grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock.

F2: Amount of securities beneficially owned includes 17,910 unvested RSUs.

F3: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of the No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership.