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CALIX, INC Director's Dealing 2017

Nov 17, 2017

31174_dirs_2017-11-16_2fd30529-0a78-43ee-b65b-9f5b2650aca1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2017-11-16

Reporting Person: LISTWIN DONALD J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-16 Common Stock A 25000 $6.32 Acquired 617910 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 200000 Indirect

Footnotes

F1: Shares purchased between $6.23 and $6.35 per share at a weighted average price of $6.32. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

F2: Amount of securities beneficially owned includes 17,910 unvested restricted stock units.

F3: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of the No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership.