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CALIX, INC — Director's Dealing 2016
May 21, 2016
31174_dirs_2016-05-20_38da7b2f-bb04-49fb-8f4b-f43f19e22839.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2016-05-18
Reporting Person: LISTWIN DONALD J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-18 | Common Stock | A | 17964 | — | Acquired | 536146 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 200000 | Indirect |
Footnotes
F1: Represents an automatic annual grant of restricted stock units (RSU's) that will vest in full one day prior to the next annual shareholder meeting. Each restricted stock unit represents a contingent right to receive one share of Calix common stock.
F2: Amount of securities beneficially owned includes 17,964 unvested restricted stock units.
F3: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of the No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership.