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CALIX, INC — Director's Dealing 2014
Jan 31, 2014
31174_dirs_2014-01-30_df2ae99e-08ea-42f1-909f-84e4053a1bcd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2014-01-28
Reporting Person: Lockhart Andy Glen (SVP, Int'l Sales & Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-28 | Common Stock | A | 16666 | — | Acquired | 26666 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-28 | Stock Option (right to buy) | $8.18 | A | 10000 | Acquired | 2024-01-28 | Common Stock (10000.0) | Direct |
Footnotes
F1: Performance restricted stock units ("PSUs"). Based upon performance goal achievement certified by the Compensation Committee of the Board of Directors on 1/28/14, upon settlement of the PSUs, which is expected to occur on February 14, 2014, the Reporting Person will receive the indicated number of shares of Common Stock.
F2: Includes 16,666 performance restricted stock units.
F3: Non-Qualified Stock Options ("NQs"). The shares underlying this Option shall vest in accordance to the following schedule: 1/48th of the total number of shares subject to the option shall vest on the 28th day of each month, with completion of vesting to occur on 1/28/2018.