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CALIX, INC — Director's Dealing 2014
Jul 24, 2014
31174_dirs_2014-07-23_7d1a1498-6d84-4103-9364-cdc1d0d01a23.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2014-07-20
Reporting Person: Colvin John (SVP, North American Field Ops)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-20 | Common Stock | F | 2052 | $8.33 | Disposed | 273978 | Direct |
| 2014-07-20 | Common Stock | F | 1368 | $8.33 | Disposed | 272610 | Direct |
| 2014-07-20 | Common Stock | F | 342 | $8.33 | Disposed | 272268 | Direct |
| 2014-07-22 | Common Stock | A | 3000 | — | Acquired | 275268 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-22 | Stock Option (right to buy) | $8.43 | A | 6000 | Acquired | 2024-07-22 | Common Stock (6000.0) | Direct |
Footnotes
F1: Shares surrendered to the Issuer to pay taxes applicable to the vesting of restricted stock units.
F2: Includes 10,000 restricted stock units.
F3: Includes 5,000 restricted stock units.
F4: Includes 3,750 restricted stock units.
F5: Includes 6,750 restricted stock units.
F6: Non-Qualified Stock Options ("NQs"). The shares underlying this Option shall vest in accordance to the following schedule: 1/48th of the total number of shares subject to the option shall vest on the 22nd day of each month, with completion of vesting to occur on 7/22/2018.