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CALIX, INC — Director's Dealing 2014
Aug 15, 2014
31174_dirs_2014-08-14_ed61795e-3b9e-4d51-ac43-2c16d696c3f4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CALIX, INC ((CALX))
CIK: 0001406666
Period of Report: 2014-08-12
Reporting Person: Bradaran Mehdi (SVP, Product Operations)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 50222 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $10.71 | 2023-02-23 | Common Stock (25000.0) | Direct | |
| Stock Option (right to buy) | $8.41 | 2023-02-21 | Common Stock (20000.0) | Direct | |
| Stock Option (right to buy) | $11.98 | 2023-07-23 | Common Stock (5000.0) | Direct | |
| Stock Option (right to buy) | $8.18 | 2024-01-28 | Common Stock (12000.0) | Direct | |
| Stock Option (right to buy) | $8.43 | 2024-07-22 | Common Stock (20000.0) | Direct |
Footnotes
F1: Includes 16,250 restricted stock units.
F2: Non-Qualified Stock Options ("NQs"). The shares underlying this Option shall vest in accordance to the following schedule: 1/48th of the total number of shares subject to the option shall vest on the 23rd day of each month, with completion of vesting to occur on 2/23/2016.
F3: Non-Qualified Stock Options ("NQs"). The shares underlying this Option shall vest in accordance to the following schedule: 1/48th of the total number of shares subject to the option shall vest on the 21st day of each month, with completion of vesting to occur on 2/21/2017.
F4: Non-Qualified Stock Options ("NQs"). The shares underlying this Option shall vest in accordance to the following schedule: 1/48th of the total number of shares subject to the option shall vest on the 23rd day of each month, with completion of vesting to occur on 7/23/2017.
F5: Non-Qualified Stock Options ("NQs"). The shares underlying this Option shall vest in accordance to the following schedule: 1/48th of the total number of shares subject to the option shall vest on the 28th day of each month, with completion of vesting to occur on 1/28/2018.
F6: Non-Qualified Stock Options ("NQs"). The shares underlying this Option shall vest in accordance to the following schedule: 1/48th of the total number of shares subject to the option shall vest on the 22nd day of each month, with completion of vesting to occur on 7/22/2018.