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CALIX, INC — Director's Dealing 2010
Nov 29, 2010
31174_dirs_2010-11-29_be7a5c83-bc99-44bf-86b3-f32b7540df1e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CALIX, INC (CALX)
CIK: 0001406666
Period of Report: 2010-11-24
Reporting Person: MARKS MICHAEL E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-24 | Common Stock | S | 9440 | $13.0046 | Disposed | 437719 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29786 | Indirect |
| Common Stock | 2266 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $13.0000 to $13.0500, inclusive. Full information on the number of shares sold at each sale price is available upon request.
F2: Shares held by Riverwood Capital LLC.
F3: The manager of Riverwood Capital LLC is Ironwood Management, LLC. The sole member of Ironwood Management, LLC is Michael Marks. The manager of WB Investors, LLC is Michael Marks. Mr. Marks disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
F4: Shares held by WB Investors, LLC.
F5: Restricted stock units.