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California BanCorp \ CA — Director's Dealing 2026
Feb 5, 2026
32753_dirs_2026-02-05_c48cb1a9-35a5-47c5-af29-2e1e10f7c110.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: California BanCorp \ CA (BCAL)
CIK: 0001795815
Period of Report: 2026-02-03
Reporting Person: Volk David J. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-01-28 | Common Stock | S | 2346104.00 | $18.95 | Disposed | 3729.00 | Indirect |
| 2026-02-03 | Common Stock | P | 27000.00 | $18.64 | Acquired | 28195.00 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $12.96 | 2029-02-20 | Common Stock (7500.00) | 7500.00 | Direct |
| Stock Options | $9.67 | 2027-03-15 | Common Stock (10000.00) | 10000.00 | Direct |
Footnotes
F1: These securities were held by Castle Creek Advisors IV LLC and Castle Creek Capital Partners VI LP. Mr. Volk, a managing principal of Castle Creek, disclaims beneficial ownership of such shares held by Castle Creek Advisors IV LLC and Castle Creek Capital Partners VI LP, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F2: These unvested restricted stock units were assigned to Castle Creek Advisors IV LLC, on behalf of David Volk in his capacity as a member of the Board of Directors of California BanCorp, Inc. and will become fully vested on May 21, 2026.