AI assistant
CaliberCos Inc. — Director's Dealing 2024
Apr 5, 2024
34940_dirs_2024-04-04_5f92a909-bb41-4e28-b384-5a5de3ed730f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CaliberCos Inc. (CWD)
CIK: 0001627282
Period of Report: 2024-04-01
Reporting Person: Martinez Ignacio (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 225628 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $2.87 | 2033-05-30 | Class A Common Stock (150000) | Direct |
Footnotes
F1: Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Equity Incentive Plan, as amended (the "Plan"). The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.
F2: 100,000 RSUs will vest 25% on 5/30/2024, and 1/36th per month thereafter until fully vested; 125,628 RSUs vested 25% on January 1, 2024, and 1/36th month thereafter until fully vested.
F3: Employee stock options (right to buy) ("Options") granted pursuant to the Plan. The Options vest one-quarter on the first anniversary of the grant date and 1/36th per month thereafter until fully vested.