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CaliberCos Inc. Director's Dealing 2024

Apr 12, 2024

34940_dirs_2024-04-12_5ae7096b-6e93-4ec4-b7f1-29a76d604abc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CaliberCos Inc. (CWD)
CIK: 0001627282
Period of Report: 2024-04-01

Reporting Person: SCHRADER JENNIFER (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-04-01 Class A Common Stock A 326087 Acquired 627218 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common Stock 3709693 Direct
Class A Common Stock 3396680 Indirect

Footnotes

F1: Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Equity Incentive Plan, as amended (the "Plan"). The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.

F2: RSUs will vest 25% on January 1, 2025, and 1/36th each month thereafter for the following 36 months.

F3: Not applicable.

F4: Shares of Class A common stock held by Donnie R. Schrader who is Reporting Person's spouse. Reporting Person disclaims all shares held by Mr. Schrader, except to the extent of her pecuniary interest, if any, therein.