CaliberCos Inc. — Director's Dealing 2023

Sep 29, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CaliberCos Inc. (CWD)
CIK: 0001627282
Period of Report: 2023-09-25

Reporting Person: BADE ROY JOHN (Ch. Development Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-25	Common Stock	A	271969	$0.00	Acquired	296391	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	70662	Indirect

Footnotes

F1: Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan, as amended. The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.

F2: RSUs will vest 25% on January 1, 2024, and 1/36th each month thereafter for the following 36 months.

F3: Class A common stock owned by Wave Investments LLC, an Arizona limited liability company, of which the Reporting Person is the sole manager.