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CaliberCos Inc. — Director's Dealing 2023
Sep 29, 2023
34940_dirs_2023-09-28_269f2155-185e-4246-824e-6f5da89287c2.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: CaliberCos Inc. (CWD)
CIK: 0001627282
Period of Report: 2023-05-15
Reporting Person: BADE ROY JOHN (Ch. Development Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 70662 | Indirect |
| Class A Common Stock | 24422 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (right to buy) | $3.35 | 2027-12-01 | Class A Common Stock (445888) | Direct |
Footnotes
F1: Class A common stock owned by Wave Investments LLC, an Arizona limited liability company, of which the Reporting Person is the sole manager.
F2: Restricted stock units ("RSUs") granted December 31, 2021 and April 1, 2022, pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan (the "Plan"). The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.
F3: Employee stock options (right to buy)("Options") granted December 1, 2017, pursuant to Issuer's Plan. Such Options are fully vested.