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CaliberCos Inc. — Director's Dealing 2023
Sep 29, 2023
34940_dirs_2023-09-28_4df43015-dff8-4429-84c9-a12677072379.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CaliberCos Inc. (CWD)
CIK: 0001627282
Period of Report: 2023-09-25
Reporting Person: LOEFFLER JOHN C II (Director, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-25 | Common Stock | A | 301131 | $0.00 | Acquired | 311131 | Direct |
Footnotes
F1: Restricted stock units ("RSUs") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan, as amended. The RSUs are common stock equivalents and represent a contingent right to receive Class A common stock of Issuer upon vesting.
F2: RSUs will vest 25% on January 1, 2024, and 1/36th each month thereafter for the following 36 months.
F3: Reporting Person also owns (i) an aggregate of 1,927,732 shares of Class B Common Stock ("Class B Stock") held directly, and (ii) an aggregate of 1,778,989 shares of Class B Stock held by the C LO 2021 Irrevocable Trust of which Reporting Person is the sole trustee.