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CALERES INC — Director's Dealing 2018
Mar 19, 2018
32936_dirs_2018-03-19_521ec0e9-9497-4c78-ab33-877e230d5e10.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CALERES INC (CAL)
CIK: 0000014707
Period of Report: 2018-03-15
Reporting Person: Freidman Daniel R (Div Pres, Whls Prod & Source)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-15 | Common Stock | A | 12000 | — | Acquired | 91733 | Direct |
| 2018-03-18 | Common Stock | F | 2997 | $31.50 | Disposed | 88736 | Direct |
| 2018-03-19 | Common Stock | M | 2000 | $3.33 | Acquired | 90736 | Direct |
| 2018-03-19 | Common Stock | S | 2000 | $31.81 | Disposed | 88736 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-19 | Employee Stock Option (Right to Buy) | $3.33 | M | 2000 | Disposed | 2019-03-04 | Common Stock (2000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5394 | Indirect |
Footnotes
F1: Restricted stock vests 50% after 2 years and 50% after 3 years.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2017.
F3: This option became exercisable in ten equal annual installments beginning 3/4/2010
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