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CALERES INC — Director's Dealing 2018
Jun 5, 2018
32936_dirs_2018-06-04_d2e6e210-95de-4603-94f3-0963ded86d5f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CALERES INC (CAL)
CIK: 0000014707
Period of Report: 2018-05-31
Reporting Person: MCGINNIS PATRICIA G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-31 | Common Stock | M | 5914.02 | — | Acquired | 11469.02 | Direct |
| 2018-05-31 | Common Stock | D | 5914.02 | $35.67 | Disposed | 5555 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-04 | Restricted Stock Units | $ | A | 3642 | Acquired | Common Stock (3642) | Direct | |
| 2018-05-31 | Restricted Stock Units | $ | M | 5914.02 | Disposed | Common Stock (5914.02) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive the fair market value of a share of common stock of the Company.
F2: Vesting of each restricted stock unit is continued on the Director's continued service as a director of the Company for a period of one year from the date of grant. The restricted stock units will be settled in shares of common stock of the Company on the date the Director's service as a director terminates or such other date as the Director may elect.
F3: Vesting of each restricted stock unit is contingent upon the Director's continued service as a director of the Company through the next meeting of shareholders. The restricted stock units generally will be settled in cash on the earlier of the date the Director's service as a director terminates or the payment date elected by Director.