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CALERES INC Director's Dealing 2018

Sep 14, 2018

32936_dirs_2018-09-14_5ac2a26a-fd07-41c7-be5f-93069ee12fff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CALERES INC (CAL)
CIK: 0000014707
Period of Report: 2018-09-12

Reporting Person: SULLIVAN DIANE M (Director, CEO, Pres. & Chair. of Board)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-09-12 Common Stock S 6000 $37.1782 Disposed 465303.237 Direct
2018-09-12 Common Stock S 4000 $37.5544 Disposed 461303.237 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 215236.759 Indirect
Common Stock 8626 Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.91 to $37.435, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.44 to $37.92, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.