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CALERES INC — Director's Dealing 2017
Mar 13, 2017
32936_dirs_2017-03-13_5ca9a0ab-6847-482a-922d-6a9281e7d27d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CALERES INC (CAL)
CIK: 0000014707
Period of Report: 2017-03-09
Reporting Person: Schmidt John W (Div Pres, Contemporary Fashion)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-09 | Common Stock | M | 3737 | — | Acquired | 79918 | Direct |
| 2017-03-09 | Common Stock | F | 1540 | $30.11 | Disposed | 78378 | Direct |
| 2017-03-09 | Common Stock | D | 2197 | $30.11 | Disposed | 76181 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-09 | Cash-settled performance share units | $ | A | 3737 | Acquired | 2017-03-09 | Common Stock (3737) | Direct |
| 2017-03-09 | Cash-settled performance share units | $ | M | 3737 | Disposed | 2017-03-09 | Common Stock (3737) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3806 | Indirect |
Footnotes
F1: The cash-settled performance share units were deemed to have settled for an equivalent number of shares of Caleres, Inc. Common Stock.
F2: 1 - for - 1
F3: Represents issuance of units pursuant to performance award covering fiscal years 2014, 2015, and 2016, as approved for payment by the Compensation Committee on March 9, 2017.
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