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CALERES INC — Director's Dealing 2016
Jan 4, 2016
32936_dirs_2016-01-04_27dab5e3-7e5b-46e9-b532-bd10599c3145.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CALERES INC (CAL)
CIK: 0000014707
Period of Report: 2015-12-31
Reporting Person: Karpel Daniel L (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-31 | Common Stock | M | 3000 | $13.99 | Acquired | 39205 | Direct |
| 2015-12-31 | Common Stock | S | 3594 | $27.1189 | Disposed | 35611 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-31 | Employee Stock Option (Right to Buy) | $13.99 | M | 3000 | Disposed | 2020-03-04 | Common Stock (3000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3248 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.10 to $27.16, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2: The option vests in four equal installments on March 4, 2011, 2012, 2013, 2014.