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CALERES INC — Director's Dealing 2016
Nov 14, 2016
32936_dirs_2016-11-14_0d859775-fcec-4cdf-8039-63daf9ff686c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CALERES INC (CAL)
CIK: 0000014707
Period of Report: 2016-11-11
Reporting Person: SULLIVAN DIANE M (Director, CEO, Pres. & Chair. of Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-11 | Common Stock | M | 50000 | $13.99 | Acquired | 642378 | Direct |
| 2016-11-11 | Common Stock | F | 25325 | $27.62 | Disposed | 617053 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-11 | Stock Option (Right to Buy) | $13.99 | M | 50000 | Disposed | 2020-03-04 | Common Stock (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8048 | Indirect |
Footnotes
F1: The options become exercisable in four equal installements beginning 3/4/2011.
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