Major Shareholding Notification • Oct 30, 2009
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Download Source FileSC 13G/A 1 v164196_sc13ga.htm
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
| (Amendment
No. 1)* |
| --- |
| CALAVO
GROWERS, INC. |
| (Name
of Issuer) |
| COMMON
STOCK, $0.001 PAR VALUE |
| (Title
of Class of Securities) |
| |
| --- |
| (CUSIP
Number) |
| OCTOBER
16, 2009 |
| (Date
of Event Which Requires Filing of this
Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
x Rule 13d-1(c)
o Rule 13d-1(d)
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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| 1 | NAME
OF REPORTING PERSON S.S.
or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LIMONEIRA
COMPANY 77-0260692 | |
| --- | --- | --- |
| 2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x | |
| 3 | SEC
USE ONLY | |
| 4 | CITIZENSHIP
OR PLACE OF ORGANIZATION DELAWARE
CORPORATION | |
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE
VOTING POWER 665,000 |
| | 6 | SHARED
VOTING POWER N/A |
| | 7 | SOLE
DISPOSITIVE POWER 665,000 |
| | 8 | SHARED
DISPOSITIVE POWER N/A |
| 9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 665,000 | |
| 10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o | |
| 11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.6% | |
| 12 | TYPE
OF REPORTING PERSON* CO | |
Footnotes
EXPLANATORY NOTE: This Amendment No. 1 to Schedule 13G amends the Schedule 13G filed with the Commission on October 27, 2005, as File Number 005-81091.
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Item 1(a) Name of Issuer:
CALAVO GROWERS, INC.
Item 1(b) Address of Issuer’s Principal Executive Offices:
1141-A CUMMINGS ROAD
SANTA PAULA, CA 93060
Item 2(a) Name of Person Filing:
LIMONEIRA COMPANY
Item 2(b) Address of Principal Business Office or, if none, Residence:
1141 CUMMINGS ROAD
SANTA PAULA, CA 93060
Item 2(c) Citizenship:
DELAWARE CORPORATION
Item 2(d) Title of Class of Securities:
COMMON STOCK, $0.001 PAR VALUE PER SHARE
Item 2(e) CUSIP Number
128246 10 5
Item 3 If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
| o | (a) | Broker
or dealer registered under Section 15 of the Act (15 U.S.C.
78o). |
| --- | --- | --- |
| o | (b) | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C.
78c). |
| o | (c) | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c) |
| o | (d) | Investment
company registered under section 8 of the Investment Company Act of 1940
(15 U.S.C. 80a-8) |
| o | (e) | An
investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E); |
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| o | (f) | An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F); |
| --- | --- | --- |
| o | (g) | A
parent holding company or control person in accordance with
§240.13d-1(b)(1)(ii)(G); |
| o | (h) | A
savings associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813); |
| o | (i) | A
church plan that is excluded from the definition of an investment company
under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.
80a-3); |
| o | (j) | A
non-U.S. institution in accordance with
§240.13d-1(b)(1)(ii)(J); |
| o | (k) | Group,
in accordance with
§240.13d-1(b)(1)(ii)(K). |
Item 4 Ownership
Item 4(a) Amount Beneficially Owned:
665,000
Item 4(b) Percent of Class:
4.6%
Item 4(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote
665,000
(ii) shared power to vote or to direct the vote
N/A
(iii) sole power to dispose or to direct the disposition of
665,000
(iv) shared power to dispose or to direct the disposition of
N/A
Item 5 Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x .
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Item 6 Ownership of More than Five Percent on Behalf of Another Person:
N/A
Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
N/A
Item 8 Identification and Classification of Members of the Group:
N/A
Item 9 Notice of Dissolution of Group:
N/A
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Item 10 Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Dated: OCTOBER 30,
2009 | /s/
DON P. DELMATOFF |
| --- | --- |
| Name: | DON
P. DELMATOFF |
| Title: | VICE
PRESIDENT, FINANCE AND ADMINISTRATION |
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