CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND

Regulatory Filings • Mar 3, 2017

N-Q 1 cvxb-nq_013117.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS N-Q

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-Q

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED

MANAGEMENT INVESTMENT COMPANIES

INVESTMENT COMPANY ACT FILE NUMBER: 811-21080

EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible Opportunities and Income Fund

| ADDRESS
OF PRINCIPAL EXECUTIVE OFFICES: | 2020
Calamos Court, Naperville Illinois
60563-2787 |
| --- | --- |
| NAME
AND ADDRESS OF AGENT FOR SERVICE: | John
P. Calamos, Sr., Chairman, CEO
and Co-CIO Calamos
Advisors LLC, 2020
Calamos Court, Naperville,
Illinois 60563-2787 |

REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE: (630) 245-7200

DATE OF FISCAL YEAR END: October 31, 2017

DATE OF REPORTING PERIOD: January 31, 2017

ITEM 1. SCHEDULE OF INVESTMENTS JANUARY 31, 2017 (UNAUDITED)

Calamos Convertible Opportunities and Income Fund

SCHEDULE OF INVESTMENTS JANUARY 31, 2017 (UNAUDITED)

PRINCIPAL AMOUNT		VALUE
Corporate
Bonds (56.9%)
Consumer
Discretionary (14.3%)
1,400,000	Altice
Luxembourg, SA*^µ 7.750%, 05/15/22	$ 1,487,500
	CalAtlantic
Group, Inc.µ
5,500,000	6.625%,
05/01/20	6,067,187
1,490,000	5.375%,
10/01/22	1,544,013
2,827,000	CCO
Holdings, LLC / CCO Holdings Capital Corp. 6.625%,
01/31/22	2,920,418
1,359,000	Century
Communities, Inc. 6.875%, 05/15/22	1,400,619
2,450,000	Charter
Communications Operating, LLC / Charter Communications Operating Capital^µ 4.908%, 07/23/25	2,572,500
6,111,000	Cooper
Tire & Rubber Company 8.000%, 12/15/19	6,928,346
3,400,000	Dana
Financing Luxembourg Sarl*^ 6.500%, 06/01/26	3,612,500
	DISH
DBS Corp.
5,460,000	7.875%,
09/01/19µ	6,040,125
3,625,000	6.750%,
06/01/21µ	3,901,406
3,135,000	5.125%,
05/01/20	3,231,009
	GameStop
Corp.*
1,575,000	6.750%,
03/15/21^	1,604,531
1,500,000	5.500%,
10/01/19µ	1,545,938
2,334,000	Golden
Nugget, Inc.* 8.500%, 12/01/21	2,504,674
2,370,000	Hasbro,
Inc.µ 6.600%, 07/15/28	2,650,264
	L
Brands, Inc.
3,000,000	7.600%,
07/15/37	3,075,000
1,200,000	6.875%,
11/01/35	1,178,250
850,000	5.625%,
02/15/22µ	893,563
680,000	6.950%,
03/01/33	663,425
1,409,000	Liberty
Interactive, LLC 8.250%, 02/01/30	1,504,108
	Meritage
Homes Corp.µ
3,400,000	7.150%,
04/15/20	3,729,375
1,908,000	7.000%,
04/01/22	2,102,378
2,500,000	MGM
Resorts International 6.750%,
10/01/20	2,770,312
	Netflix,
Inc.
2,825,000	5.375%,
02/01/21	3,035,109
2,346,000	5.500%,
02/15/22	2,524,883
2,300,000	Penske
Automotive Group, Inc. 5.375%, 12/01/24	2,317,250
550,000	PetSmart,
Inc.*^ 7.125%, 03/15/23	541,063
1,900,000	Reliance
Intermediate Holdings, LP* 6.500%,
04/01/23	2,018,750
3,865,000	Royal
Caribbean Cruises, Ltd. 7.500%, 10/15/27	4,666,987
1,352,000	Sally
Holdings, LLC / Sally Capital, Inc. 5.625%,
12/01/25	1,414,530
3,500,000	Service
Corp. International 7.500%, 04/01/27	4,112,500
	SFR
Group, SA*
2,800,000	6.000%,
05/15/22^µ	2,885,750

PRINCIPAL AMOUNT		VALUE
1,600,000	7.375%,
05/01/26	$ 1,644,000
3,450,000	Sirius
XM Radio, Inc.*µ 6.000%, 07/15/24	3,674,250
2,920,000	Six
Flags Entertainment Corp.* 5.250%, 01/15/21	3,002,125
2,998,000	Taylor
Morrison Communities, Inc.* 5.250%, 04/15/21	3,087,940
3,000,000	Time,
Inc.* 5.750%, 04/15/22	3,084,375
4,249,000	Toll
Brothers Finance Corp. 5.625%, 01/15/24	4,474,728
	ZF
North America Capital, Inc.*
2,350,000	4.750%,
04/29/25	2,392,594
1,426,000	4.500%,
04/29/22µ	1,466,998
		110,271,273
Consumer
Staples (3.3%)
3,650,000	Fidelity
& Guaranty Life Holdings, Inc.*µ 6.375%,
04/01/21	3,663,687
2,200,000	Fresh
Market, Inc.*^ 9.750%, 05/01/23	1,931,875
4,968,000	JBS
USA LUX SA* 7.250%, 06/01/21	5,135,670
5,400,000	Land
O’Lakes, Inc.*^µ 6.000%, 11/15/22	5,884,380
	Post
Holdings, Inc.*
1,952,000	7.750%,
03/15/24	2,164,280
706,000	6.750%,
12/01/21	748,360
3,150,000	Smithfield
Foods, Inc.µ 6.625%, 08/15/22	3,336,764
2,300,000	The
Nature’s Bounty Co.*^ 7.625%, 05/15/21	2,423,625
		25,288,641
Energy
(7.8%)
3,341,000	Atwood
Oceanics, Inc.^ 6.500%, 02/01/20	3,161,421
1,200,000	Bill
Barrett Corp. 7.000%, 10/15/22	1,195,500
2,050,000	Blue
Racer Midstream, LLC / Blue Racer Finance Corp.*^ 6.125%,
11/15/22	2,105,094
2,250,000	Calfrac
Holdings, LP* 7.500%, 12/01/20	2,093,906
	Carrizo
Oil & Gas, Inc.
4,420,000	7.500%,
09/15/20	4,591,275
1,350,000	6.250%,
04/15/23^	1,387,969
5,693,000	Cimarex
Energy Company^µ 5.875%, 05/01/22	5,914,799
5,466,000	Drill
Rigs Holdings, Inc.* 6.500%,
10/01/17	2,794,493
	Energy
Transfer Equity, LP
1,900,000	5.875%,
01/15/24µ	2,035,375
875,000	5.500%,
06/01/27^	908,906
3,550,000	Gulfmark
Offshore, Inc. 6.375%, 03/15/22	2,027,938
	Gulfport
Energy Corp.*
1,200,000	6.375%,
05/15/25	1,233,750
1,155,000	6.000%,
10/15/24	1,178,822
5,500,000	Laredo
Petroleum, Inc.^ 7.375%, 05/01/22	5,744,062
3,100,000	MPLX,
LPµ 4.875%, 06/01/25	3,259,635

See accompanying Notes to Schedule of Investments

Field: Page; Sequence: 1; Options: NewSection; Value: 1

1

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Convertible Opportunities and Income Fund

SCHEDULE OF INVESTMENTS JANUARY 31, 2017 (UNAUDITED)

PRINCIPAL AMOUNT		VALUE
	Oasis Petroleum, Inc.^
2,115,000	6.500%, 11/01/21	$ 2,165,231
1,250,000	6.875%, 01/15/23	1,284,375
2,270,000	Pacific Drilling, SA*^ 5.375%, 06/01/20	1,150,606
1,374,500	Petroleum Geo Services
Company*^ 7.375%, 12/15/20	1,311,788
752,000	Rice Energy, Inc.^ 7.250%, 05/01/23	812,630
5,000,000	SEACOR Holdings, Inc.^µ 7.375%, 10/01/19	5,115,625
3,600,000	Trinidad Drilling, Ltd.* 7.875%, 01/15/19	3,618,000
	W&T Offshore, Inc.*
1,480,463	9.000%, 05/15/20	1,236,187
1,325,116	8.500%, 06/15/21	927,581
2,780,000	Western Refining, Inc. 6.250%, 04/01/21	2,887,725
		60,142,693
Financials
(5.0%)
	Ally Financial, Inc.µ
4,500,000	4.250%, 04/15/21	4,547,812
1,847,000	8.000%, 11/01/31	2,196,776
1,400,000	7.500%, 09/15/20	1,586,375
2,401,000	AON Corp.µ 8.205%, 01/01/27	3,081,876
3,731,000	Black Knight InfoServ
LLC / Black Knight Lending Solutions, Inc.µ 5.750%,
04/15/23	3,917,662
2,057,000	Brookfield Residential
Properties, Inc.*^ 6.375%, 05/15/25	2,077,570
	Diamond 1 Finance Corp.
/ Diamond 2 Finance Corp.*µ
858,000	7.125%, 06/15/24	942,728
858,000	5.875%, 06/15/21	906,799
2,000,000	Equinix, Inc. 5.375%, 04/01/23	2,097,500
2,500,000	GLP Capital, LP / GLP
Financing II, Inc. 5.375%, 04/15/26	2,606,250
2,850,000	Jefferies Finance, LLC* 7.375%, 04/01/20	2,880,281
1,100,000	Lions Gate Entertainment
Corp.*^ 5.875%, 11/01/24	1,120,625
2,290,000	Nationstar Mortgage,
LLC / Nationstar Capital Corp. 6.500%,
07/01/21	2,342,956
5,500,000	Neuberger Berman Group,
LLC*µ 5.875%, 03/15/22	5,685,542
2,700,000	Quicken Loans, Inc.* 5.750%, 05/01/25	2,603,812
		38,594,564
Health
Care (4.9%)
4,000,000	Acadia Healthcare Company,
Inc.^ 5.625%, 02/15/23	4,065,000
3,225,000	Alere, Inc.^ 6.500%, 06/15/20	3,218,953
3,755,000	Community Health Systems,
Inc.^ 7.125%, 07/15/20	3,095,528
3,100,000	DaVita, Inc.^ 5.125%, 07/15/24	3,067,062

PRINCIPAL AMOUNT		VALUE
678,000	Endo
International, PLC*µ‡ 7.250%, 01/15/22	$ 618,251
	HCA
Holdings, Inc.
8,000,000	5.875%,
05/01/23^	8,550,000
1,940,000	6.250%,
02/15/21	2,092,775
1,070,000	Hologic,
Inc.* 5.250%, 07/15/22	1,120,825
2,250,000	Mallinckrodt
International Finance, SA / Mallinckrodt CB, LLC*^ 5.625%, 10/15/23	1,989,844
898,000	Surgical
Care Affiliates, Inc.* 6.000%, 04/01/23	973,208
6,150,000	Tenet
Healthcare Corp. 6.750%, 02/01/20	6,130,781
	Valeant
Pharmaceuticals International, Inc.*
1,550,000	7.000%,
10/01/20^µ	1,412,437
185,000	5.500%,
03/01/23	140,369
950,000	VPII
Escrow Corp.*^µ 6.750%, 08/15/18	939,313
		37,414,346
Industrials
(5.4%)
1,450,000	ACCO
Brands Corp.* 5.250%, 12/15/24	1,459,969
525,000	Allison
Transmission, Inc.*µ 5.000%, 10/01/24	530,906
2,205,000	Garda
World Security Corp.* 7.250%, 11/15/21	2,111,288
2,825,000	GrafTech
International, Ltd. 6.375%, 11/15/20	2,337,688
4,555,000	H&E
Equipment Services, Inc. 7.000%, 09/01/22	4,805,525
545,000	Icahn
Enterprises, LPµ 4.875%, 03/15/19	553,175
1,150,000	James
Hardie International Finance, Ltd.*µ 5.875%, 02/15/23	1,201,031
850,000	Match
Group, Inc.µ 6.375%, 06/01/24	914,281
	Meritor,
Inc.
2,053,000	6.250%,
02/15/24	2,069,681
1,605,000	6.750%,
06/15/21	1,661,175
	Michael
Baker International, LLC*
2,084,000	8.250%,
10/15/18	2,107,445
1,499,877	8.875%,
04/15/19	1,427,695
2,735,000	Navistar
International Corp. 8.250%, 11/01/21	2,764,059
2,135,000	Terex
Corp. 6.000%, 05/15/21	2,201,110
2,025,000	Titan
International, Inc.^ 6.875%, 10/01/20	2,041,453
2,350,000	TransDigm,
Inc. 5.500%, 10/15/20	2,374,969
2,300,000	United
Continental Holdings, Inc.µ 6.375%, 06/01/18	2,413,562
	United
Rentals North America, Inc.
4,600,000	6.125%,
06/15/23^	4,861,625
1,972,000	7.625%,
04/15/22	2,070,600
1,224,000	WESCO
Distribution, Inc.* 5.375%, 06/15/24	1,224,715
		41,131,952

See accompanying Notes to Schedule of Investments

Field: Page; Sequence: 2; Value: 1

2

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Convertible Opportunities and Income Fund

SCHEDULE OF INVESTMENTS JANUARY 31, 2017 (UNAUDITED)

PRINCIPAL AMOUNT		VALUE
Information
Technology (6.3%)
3,000,000	Alliance
Data Systems Corp.* 6.375%,
04/01/20	$ 3,061,755
	Amkor
Technology, Inc.
3,290,000	6.375%,
10/01/22^µ	3,433,937
939,000	6.625%,
06/01/21	966,583
8,000,000	Belden,
Inc.*µ 5.500%, 09/01/22	8,290,000
3,425,000	Cardtronics,
Inc.µ 5.125%, 08/01/22	3,480,656
280,000	CBS
Radio, Inc.* 7.250%, 11/01/24	292,250
	CDW,
LLC / CDW Finance Corp.µ
1,200,000	6.000%,
08/15/22	1,272,000
845,000	5.000%,
09/01/23	864,541
2,800,000	CommScope
Technologies Finance, LLC* 6.000%,
06/15/25	2,985,500
3,400,000	First
Data Corp.*^ 7.000%, 12/01/23	3,610,375
6,500,000	Hughes
Satellite Systems Corp. 7.625%,
06/15/21	7,174,375
4,000,000	J2
Cloud Services, Inc.^ 8.000%,
08/01/20	4,177,500
	Nuance
Communications, Inc.*
1,385,000	5.625%,
12/15/26^	1,383,269
1,200,000	6.000%,
07/01/24µ	1,231,500
776,000	5.375%,
08/15/20µ	796,370
2,000,000	NXP
Semiconductors, NV*µ 5.750%,
02/15/21	2,063,750
3,400,000	ViaSat,
Inc. 6.875%, 06/15/20	3,510,500
		48,594,861
Materials
(4.6%)
3,300,000	ArcelorMittal,
SA^µ 6.125%, 06/01/25	3,632,063
2,350,000	Arconic,
Inc.^ 5.125%, 10/01/24	2,444,000
900,000	Ardagh
Packaging Finance, PLC / Ardagh Holdings USA, Inc.*^ 6.000%,
02/15/25	906,188
1,435,000	Chemtura
Corp. 5.750%, 07/15/21	1,493,297
	First
Quantum Minerals, Ltd.*^
748,000	7.000%,
02/15/21	768,570
738,000	6.750%,
02/15/20	758,295
4,410,000	Greif,
Inc.µ 7.750%, 08/01/19	4,903,369
2,500,000	Huntsman
International, LLC 5.125%,
11/15/22	2,587,500
	INEOS
Group Holdings, SA*
1,800,000	5.625%,
08/01/24^	1,803,375
1,200,000	5.875%,
02/15/19	1,222,014
370,000	Koppers,
Inc.* 6.000%, 02/15/25	382,950
3,715,000	New
Gold, Inc.* 7.000%, 04/15/20	3,782,334
2,350,000	PH
Glatfelter Companyµ 5.375%,
10/15/20	2,407,281
	Sealed
Air Corp.*µ
2,055,000	6.500%,
12/01/20	2,323,434
900,000	5.250%,
04/01/23	943,875
1,095,000	Steel
Dynamics, Inc.*^ 5.000%, 12/15/26	1,118,953

PRINCIPAL AMOUNT		VALUE
4,000,000	Trinseo
Materials Operating, SCA*µ 6.750%,
05/01/22	$ 4,212,500
		35,689,998
Real
Estate (0.4%)
	DuPont
Fabros Technology, LPµ
1,300,000	5.875%,
09/15/21	1,359,312
925,000	5.625%,
06/15/23	963,156
290,000	Iron
Mountain, Inc.*µ 6.000%,
10/01/20	304,138
		2,626,606
Telecommunication
Services (3.6%)
	CenturyLink,
Inc.µ
2,036,000	6.750%,
12/01/23	2,100,898
425,000	7.500%,
04/01/24	451,297
	CSC
Holdings, LLC*
1,400,000	10.875%,
10/15/25^	1,669,500
1,200,000	5.500%,
04/15/27	1,218,750
200,000	10.125%,
01/15/23	232,375
	Frontier
Communications Corp.
2,782,000	7.625%,
04/15/24	2,462,070
1,975,000	11.000%,
09/15/25^	2,002,156
1,580,000	10.500%,
09/15/22	1,653,075
286,000	6.875%,
01/15/25	240,598
1,450,000	Intelsat
Jackson Holdings, SA*^ 8.000%,
02/15/24	1,505,281
	Sprint
Corp.
7,000,000	7.875%,
09/15/23	7,660,625
1,480,000	7.125%,
06/15/24^	1,562,325
4,700,000	T-Mobile
USA, Inc.µ 6.625%, 04/01/23	5,002,562
		27,761,512
Utilities
(1.3%)
3,000,000	AES
Corp.µ 7.375%, 07/01/21	3,386,250
1,852,000	AmeriGas
Finance Corp.µ 7.000%,
05/20/22	1,942,285
4,500,000	Calpine
Corp.*µ 6.000%, 01/15/22	4,710,938
		10,039,473
Total
Corporate Bonds ( C ost
$431,334,971)		437,555,919
Convertible
Bonds (58.4%)
Consumer
Discretionary (12.3%)
7,100,000	CalAtlantic
Group, Inc. 1.250%, 08/01/32	7,323,330
	Ctrip.com
International, Ltd.
3,200,000	1.000%,
07/01/20	3,370,864
3,010,000	1.250%,
09/15/22*	2,968,176
8,000,000	DISH
Network Corp.* 3.375%, 08/15/26	9,348,440
2,750,000	Horizon
Global Corp. 2.750%, 07/01/22	2,890,938
5,350,000	Liberty
Interactive, LLC*^µ 1.750%,
09/30/46	6,026,695
	Liberty
Media Corp.
8,550,000	1.375%,
10/15/23	9,235,966
5,350,000	2.250%,
09/30/46*	5,734,585

See accompanying Notes to Schedule of Investments

Field: Page; Sequence: 3; Value: 1

3

Field: /Page

Convertible Opportunities and Income Fund

SCHEDULE OF INVESTMENTS JANUARY 31, 2017 (UNAUDITED)

| PRINCIPAL AMOUNT — 2,750,000 | | Liberty
Media Corp./Liberty Formula One 1.000%,
01/30/23 | VALUE — $ 2,796,791 |
| --- | --- | --- | --- |
| 5,300,000 | | Macquarie
Infrastructure Corp.^ 2.000%,
10/01/23 | 5,206,031 |
| 14,340,000 | | Priceline
Group, Inc.^µ 0.900%,
09/15/21 | 15,508,065 |
| 22,850,000 | | Tesla
Motors, Inc.^µ 1.250%,
03/01/21 | 21,521,844 |
| 2,750,000 | | World
Wrestling Entertainment, Inc. 3.375%,
12/15/23 | 2,768,136 |
| | | | 94,699,861 |
| | Energy
(2.5%) | | |
| 5,250,000 | | Nabors
Industries, Inc.^ 0.750%,
01/15/24 | 5,317,620 |
| 2,800,000 | | Newpark
Resources, Inc. 4.000%, 12/01/21 | 3,068,884 |
| 4,700,000 | | PDC
Energy, Inc. 1.125%, 09/15/21 | 5,316,616 |
| 5,370,000 | | SM
Energy Company 1.500%, 07/01/21 | 5,890,192 |
| | | | 19,593,312 |
| | Financials
(1.8%) | | |
| 5,500,000 | | Ares
Capital Corp. 3.750%, 02/01/22 | 5,445,275 |
| 6,500,000 | CAD | Element
Fleet Management Corp. 4.250%,
06/30/20 | 5,124,373 |
| 3,125,000 | | TCP
Capital Corp.µ 4.625%,
03/01/22 | 3,115,359 |
| | | | 13,685,007 |
| | Health
Care (9.4%) | | |
| | | BioMarin
Pharmaceutical, Inc. | |
| 5,711,000 | | 1.500%,
10/15/20^µ | 6,912,423 |
| 4,600,000 | | 0.750%,
10/15/18 | 5,312,885 |
| 5,950,000 | | Emergent
Biosolutions, Inc. 2.875%,
01/15/21 | 7,297,437 |
| 5,275,000 | | Evolent
Health, Inc. 2.000%, 12/01/21 | 5,687,637 |
| 8,300,000 | | Hologic,
Inc.‡ 0.000%, 12/15/43 | 10,211,573 |
| 1,435,000 | | Incyte
Corp. 1.250%, 11/15/20 | 3,468,323 |
| 5,350,000 | | Insulet
Corp. 1.250%, 09/15/21 | 5,292,942 |
| 5,400,000 | | Ionis
Pharmaceuticals, Inc. 1.000%,
11/15/21 | 5,373,081 |
| 5,100,000 | | Ironwood
Pharmaceuticals, Inc. 2.250%,
06/15/22 | 5,695,119 |
| 5,839,000 | | Medidata
Solutions, Inc. 1.000%, 08/01/18 | 6,295,785 |
| 4,342,000 | | Molina
Healthcare, Inc.^µ 1.625%,
08/15/44 | 5,059,125 |
| 4,050,000 | | NuVasive,
Inc.^ 2.250%, 03/15/21 | 5,359,365 |
| | | | 71,965,695 |
| | Industrials
(3.8%) | | |
| 5,300,000 | | Aerojet
Rocketdyne Holdings, Inc.* 2.250%,
12/15/23 | 5,279,251 |

PRINCIPAL AMOUNT		VALUE
2,022,000	Air
Lease Corp.^µ 3.875%, 12/01/18	$ 2,827,100
5,150,000	Atlas
Air Worldwide Holdings, Inc.^ 2.250%, 06/01/22	5,338,850
9,100,000	Dycom
Industries, Inc.^µ 0.750%, 09/15/21	9,917,316
5,200,000	Tutor
Perini Corp.*µ 2.875%, 06/15/21	6,245,590
		29,608,107
Information
Technology (25.3%)
2,700,000	Advanced
Micro Devices, Inc.^ 2.125%, 09/01/26	4,022,325
3,300,000	Citrix
Systems, Inc. 0.500%, 04/15/19	3,821,004
5,400,000	Cypress
Semiconductor Corp.*^ 4.500%, 01/15/22	6,205,410
2,949,000	Euronet
Worldwide, Inc.µ 1.500%, 10/01/44	3,371,061
10,600,000	Finisar
Corp.*^ 0.500%, 12/15/36	10,694,340
5,350,000	Inphi
Corp.*^ 0.750%, 09/01/21	5,782,414
11,350,000	Intel
Corp.µ 3.250%, 08/01/39	20,203,511
3,900,000	Knowles
Corp.* 3.250%, 11/01/21	4,763,733
9,400,000	Microchip
Technology, Inc.^ 1.625%, 02/15/25	12,798,617
6,225,000	Micron
Technology, Inc.µ 2.125%, 02/15/33	14,167,135
5,250,000	Nice
Systems, Inc.* 1.250%, 01/15/24	5,606,239
3,450,000	Novellus
Systems, Inc.µ 2.625%, 05/15/41	11,705,712
1,720,000	NVIDIA
Corp.µ 1.000%, 12/01/18	9,359,664
9,300,000	NXP
Semiconductors, NV 1.000%, 12/01/19	10,579,866
6,400,000	ON
Semiconductor Corp.^ 1.000%, 12/01/20	6,685,920
1,550,000	Palo
Alto Networks, Inc.^ 0.000%, 07/01/19	2,209,703
2,500,000	Pandora
Media, Inc.^ 1.750%, 12/01/20	2,587,488
7,450,000	Proofpoint,
Inc.^ 0.750%, 06/15/20	8,902,005
2,700,000	Red
Hat, Inc.^ 0.250%, 10/01/19	3,294,229
5,150,000	Rovi
Corp.^ 0.500%, 03/01/20	5,097,676
8,800,000	Salesforce.com,
Inc.^µ 0.250%, 04/01/18	11,129,448
3,759,000	ServiceNow,
Inc.^µ 0.000%, 11/01/18	4,998,756
	SunEdison,
Inc.@
9,411,000	0.250%,
01/15/20*	256,967
898,000	2.000%,
10/01/18	18,378
3,200,000	Synchronoss
Technologies, Inc.^µ 0.750%, 08/15/19	3,348,768
5,225,000	Teradyne,
Inc.*^ 1.250%, 12/15/23	5,907,071
5,250,000	Veeco
Instruments, Inc. 2.700%, 01/15/23	5,138,516

See accompanying Notes to Schedule of Investments

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4

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Convertible Opportunities and Income Fund

SCHEDULE OF INVESTMENTS JANUARY 31, 2017 (UNAUDITED)

PRINCIPAL AMOUNT		VALUE
3,937,000	WebMD
Health Corp.*^ 2.625%, 06/15/23	$ 3,728,201
	Workday,
Inc.
5,125,000	0.750%, 07/15/18^µ	5,923,962
1,950,000	1.500%, 07/15/20	2,408,747
		194,716,866
Materials
(1.1%)
4,700,000	Royal
Gold, Inc.^ 2.875%, 06/15/19	5,143,234
2,800,000	RTI
International Metals, Inc. 1.625%,
10/15/19	3,066,756
		8,209,990
Real
Estate (2.2%)
3,600,000	Colony
Starwood Homes*^ 3.500%, 01/15/22	3,648,780
2,300,000	Empire
State Realty OP, LP* 2.625%,
08/15/19	2,618,458
3,500,000	IAS
Operating Partnership, LP*^ 5.000%,
03/15/18	3,561,408
4,200,000	Spirit
Realty Capital, Inc.^µ 2.875%,
05/15/19	4,298,553
2,900,000	Starwood
Property Trust, Inc.^µ 4.550%,
03/01/18	3,147,022
		17,274,221
Total
Convertible Bonds (C ost $450,526,133)		449,753,059
U.S.
Government and Agency Security (0.1%)
400,000	United
States Treasury Note~ 0.875%,
11/15/17 (Cost $400,013)	400,320

| NUMBER
OF SHARES | | |
| --- | --- | --- |
| Convertible
Preferred Stocks (21.3%) | | |
| Consumer
Staples (0.7%) | | |
| 54,000 | Bunge,
Ltd.µ 4.875% | 5,404,493 |
| Energy
(2.9%) | | |
| 95,000 | CenterPoint
Energy, Inc. (Time Warner, Inc., Charter Communications, Time, Inc.)ठ4.184% | 6,634,657 |
| 117,800 | Hess
Corp. 8.000% | 7,596,922 |
| 158,550 | Southwestern
Energy Company^ 6.250% | 3,508,712 |
| 73,500 | WPX
Energy, Inc. 6.250% | 4,575,375 |
| | | 22,315,666 |
| Financials
(2.5%) | | |
| 95,750 | Affiliated
Managers Group, Inc.µ 5.150% | 5,438,734 |
| 4,600 | Bank
of America Corp.µ 7.250% | 5,484,350 |
| 27,248 | Virtus
Investment Partners, Inc. 7.250% | 2,717,307 |

| NUMBER
OF SHARES | | VALUE |
| --- | --- | --- |
| 4,375 | Wells
Fargo & Company 7.500% | $ 5,254,594 |
| | | 18,894,985 |
| Health
Care (4.5%) | | |
| 24,950 | Allergan,
PLC 5.500% | 19,747,675 |
| 302,500 | Anthem,
Inc.µ 5.250% | 14,653,100 |
| | | 34,400,775 |
| Industrials
(0.7%) | | |
| 105,400 | Rexnord
Corp.^ 5.750% | 5,594,632 |
| Information
Technology (0.7%) | | |
| 53,400 | Belden,
Inc. 6.750% | 5,717,004 |
| Materials
(0.3%) | | |
| 70,000 | Arconic,
Inc. 5.375% | 2,566,900 |
| Real
Estate (1.2%) | | |
| 16,650 | American
Tower Corp.^ 5.500% | 1,678,819 |
| 130,225 | Welltower,
Inc.^ 6.500% | 7,812,198 |
| | | 9,491,017 |
| Telecommunication
Services (1.8%) | | |
| 52,500 | Alibaba
Exchangeable (Softbank)*§ 5.750% | 6,492,938 |
| 68,800 | T-Mobile
USA, Inc. 5.500% | 7,028,608 |
| | | 13,521,546 |
| Utilities
(6.0%) | | |
| 170,000 | Dominion
Resources, Inc.^µ 6.375% | 8,607,100 |
| 107,225 | DTE
Energy Companyµ 6.500% | 5,641,204 |
| 270,000 | Exelon
Corp.^µ 6.500% | 13,383,900 |
| 107,000 | Great
Plains Energy, Inc.^ 7.000% | 5,481,610 |
| | NextEra
Energy, Inc.^ | |
| 163,665 | 6.123% | 8,194,706 |
| 86,000 | 6.371%µ | 5,067,120 |
| | | 46,375,640 |
| Total Convertible Preferred Stocks (C ost $163,893,330) | | 164,282,658 |
| Common
Stock (0.1%) | | |
| Financials
(0.1%) | | |
| 13,850 | American
International Group, Inc.µ (Cost $ 623,250) | 890,001 |

See accompanying Notes to Schedule of Investments

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5

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Convertible Opportunities and Income Fund

SCHEDULE OF INVESTMENTS JANUARY 31, 2017 (UNAUDITED)

| NUMBER
OF SHARES | | VALUE | |
| --- | --- | --- | --- |
| Short
Term Investments (1.8%) | | | |
| 6,935,533 | Fidelity
Prime Money Market Fund - Institutional Class | $ 6,938,308 | |
| 6,915,363 | Morgan Stanley Institutional
Liquidity Funds - Government Portfolio | 6,915,363 | |
| | Total
Short Term Investments (C ost $13,853,671) | 13,853,671 | |
| TOTAL
INVESTMENTS (138.6%) (C ost $1,060,631,368) | | 1,066,735,628 | |
| LIABILITIES,
LESS OTHER ASSETS (-38.6%) | | (297,226,729 | ) |
| NET
ASSETS (100.0%) | | $ 769,508,899 | |
| NOTES
TO SCHEDULE OF INVESTMENTS | | | |

| * | Securities
issued and sold pursuant to a Rule 144A transaction are excepted from the registration requirement of the Securities Act of
1933, as amended. These securities may only be sold to qualified institutional buyers (“QIBs”), such as the Fund.
Any resale of these securities must generally be effected through a sale that is registered under the Act or otherwise exempted
from such registration requirements. |
| --- | --- |
| ^ | Security,
or portion of security, is on loan. |
| µ | Security,
or portion of security, is held in a segregated account as collateral for note payable aggregating a total value of $318,366,900.
$70,991,755 of the collateral has been re-registered by one of the counterparties, BNP (see Note 3 - Borrowings). |
| ‡ | Variable
rate or step bond security. The rate shown is the rate in effect at January 31, 2017. |
| @ | In
default status and considered non-income producing. |
| ~ | Security,
or portion of security, is segregated as collateral (or potential collateral for future transactions) for swaps. The aggregate
value of such securities is $400,320. |
| § | Securities
exchangeable or convertible into securities of one or more entities that are different than the issuer. Each entity is identified
in the parenthetical. |
| FOREIGN
CURRENCY ABBREVIATION | |
| CAD | Canadian
Dollar |
| Note:
Value for securities denominated in foreign currencies is shown in U.S. dollars. The principal amount for such securities
is shown in the respective foreign currency. | |

| INTEREST
RATE SWAPS — COUNTERPARTY | FIXED
RATE (FUND PAYS) | FLOATING
RATE (FUND RECEIVES) | TERMINATION DATE | NOTIONAL AMOUNT | UNREALIZED APPRECIATION/ (DEPRECIATION) | |
| --- | --- | --- | --- | --- | --- | --- |
| BNP Paribas,
SA | 1.160% quarterly | 3 month LIBOR quarterly | 04/19/17 | $ 55,000,000 | $ (18,750 | ) |
| BNP Paribas, SA | 1.140% quarterly | 3 month LIBOR quarterly | 03/14/17 | 40,000,000 | (18,310 | ) |
| | | | | | $ (37,060 | ) |

See accompanying Notes to Schedule of Investments

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6

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Note 1 – Organization and Significant Accounting Policies

Organization. Calamos Convertible Opportunities and Income Fund (the “Fund”) was organized as a Delaware statutory trust on April 17, 2002 and is registered under the Investment Company Act of 1940 (the “1940 Act”) as a diversified, closed-end management investment company. The Fund commenced operations on June 26, 2002. The Fund’s investment strategy is to provide total return through a combination of capital appreciation and current income. Under normal circumstances, the Fund will invest at least 80% of its managed assets in a diversified portfolio of convertibles and non-convertible income securities and under normal circumstances, the Fund will invest at least 35% of its managed assets in convertible securities. “Managed assets” means the Fund’s total assets (including any assets attributable to any leverage that may be outstanding) minus total liabilities (other than debt representing financial leverage).

Significant Accounting Policies. The schedule of investments have been prepared in conformity with accounting principles generally accepted in the United States of America (U.S. GAAP). The Fund is considered an investment company under U.S. GAAP and follows the accounting and reporting guidance applicable to investment companies. The following summarizes the significant accounting policies of the Fund:

Fund Valuation. The valuation of the Fund’s investments is in accordance with policies and procedures adopted by and under the ultimate supervision of the board of trustees.

Fund securities that are traded on U.S. securities exchanges, except option securities, are valued at the official closing price, which is the last current reported sales price on its principal exchange at the time each Fund determines its net asset value (“NAV”). Securities traded in the over-the-counter market and quoted on The NASDAQ Stock Market are valued at the NASDAQ Official Closing Price, as determined by NASDAQ, or lacking a NASDAQ Official Closing Price, the last current reported sale price on NASDAQ at the time a Fund determines its NAV. When a last sale or closing price is not available, equity securities, other than option securities, that are traded on a U.S. securities exchange and other equity securities traded in the over-the-counter market are valued at the mean between the most recent bid and asked quotations on its principal exchange in accordance with guidelines adopted by the board of trustees. Each option security traded on a U.S. securities exchange is valued at the mid-point of the consolidated bid/ask quote for the option security, also in accordance with guidelines adopted by the board of trustees. Each over-the-counter option that is not traded through the Options Clearing Corporation is valued based on a quotation provided by the counterparty to such option under the ultimate supervision of the board of trustees.

Fixed income securities, certain convertible preferred securities, and non-exchange traded derivatives are normally valued by independent pricing services or by dealers or brokers who make markets in such securities. Valuations of such fixed income securities, certain convertible preferred securities, and non-exchange traded derivatives consider yield or price of equivalent securities of comparable quality, coupon rate, maturity, type of issue, trading characteristics and other market data and do not rely exclusively upon exchange or over-the-counter prices.

Trading on European and Far Eastern exchanges and over-the-counter markets is typically completed at various times before the close of business on each day on which the New York Stock Exchange (“NYSE”) is open. Each security trading on these exchanges or in over-the-counter markets may be valued utilizing a systematic fair valuation model provided by an independent pricing service approved by the board of trustees. The valuation of each security that meets certain criteria in relation to the valuation model is systematically adjusted to reflect the impact of movement in the U.S. market after the foreign markets close. Securities that do not meet the criteria, or that are principally traded in other foreign markets, are valued as of the last reported sale price at the time the Fund determines its NAV, or when reliable market prices or quotations are not readily available, at the mean between the most recent bid and asked quotations as of the close of the appropriate exchange or other designated time. Trading of foreign securities may not take place on every NYSE business day. In addition, trading may take place in various foreign markets on Saturdays or on other days when the NYSE is not open and on which the Fund’s NAV is not calculated.

If the pricing committee determines that the valuation of a security in accordance with the methods described above is not reflective of a fair value for such security, the security is valued at a fair value by the pricing committee, under the ultimate supervision of the board of trustees, following the guidelines and/or procedures adopted by the board of trustees.

The Fund also may use fair value pricing, pursuant to guidelines adopted by the board of trustees and under the ultimate supervision of the board of trustees, if trading in the security is halted or if the value of a security it holds is materially affected by events occurring before the Fund’s pricing time but after the close of the primary market or exchange on which the security is listed. Those procedures may utilize valuations furnished by pricing services approved by the board of trustees, which may be based on market transactions for comparable securities and various relationships between securities that are generally recognized by institutional traders, a computerized matrix system, or appraisals derived from information concerning the securities or similar securities received from recognized dealers in those securities.

When fair value pricing of securities is employed, the prices of securities used by a Fund to calculate its NAV may differ from market quotations or official closing prices. In light of the judgment involved in fair valuations, there can be no assurance that a fair value assigned to a particular security is accurate.

Investment Transactions. Investment transactions are recorded on a trade date basis as of January 31, 2017.

Foreign Currency Translation. Values of investments and other assets and liabilities denominated in foreign currencies are translated into U.S. dollars using a rate quoted by a major bank or dealer in the particular currency market, as reported by a recognized quotation dissemination service.

Option Transactions. For hedging and investment purposes, the Fund may purchase or write (sell) put and call options. One of the risks associated with purchasing an option is that the Fund pays a premium whether or not the option is exercised. Additionally, the Fund bears the risk of loss of premium and change in value should the counterparty not perform under the contract. The Fund as writer of an option bears the market risk of an unfavorable change in the price of the security underlying the written option.

Note 2 – Investments

The cost basis of investments for federal income tax purposes at January 31, 2017 was as follows:*

| Cost
basis of investments | $ | |
| --- | --- | --- |
| Gross
unrealized appreciation | 59,893,873 | |
| Gross
unrealized depreciation | (53,789,613 | ) |
| Net
unrealized appreciation (depreciation) | $ 6,104,260 | |

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• Because tax adjustments are calculated annually, the above table does not reflect tax adjustments. For the previous fiscal year’s federal income tax information, please refer to the Notes to Financial Statements section in the Fund’s most recent semi-annual or annual report.

Note 3 – Borrowings

The Fund, with the approval of its board of trustees, including its independent trustees, has entered into a financing package that includes a Committed Facility Agreement (the “BNP Agreement”) with BNP Paribas Prime Brokerage International Ltd. (“BNP”) that allows the Fund to borrow up to $215.0 million and a lending agreement, “Lending Agreement” as defined below. In addition, the financing package also includes a Credit Agreement (the “SSB Agreement”, together with the BNP Agreement, “Agreements”) with State Street Bank and Trust Company (“SSB”) that allows the Fund to borrow up to a limit of $215.0 million, and a related securities lending authorization agreement (“Authorized Agreement”). Borrowings under the BNP Agreement and the SSB Agreement are secured by assets of the Fund that are held with the Fund’s custodian in a separate account (the “pledged collateral”). BNP and SSB share an equal claim on the pledged collateral, subject to any adjustment that may be agreed upon between the lenders. Interest on the BNP Agreement is charged at the three month LIBOR (London Inter-bank Offered Rate) plus .65% on the amount borrowed and .55% on the undrawn balance. Interest on the SSB Agreement is charged on the drawn amount at the rate of Overnight LIBOR plus .80% and .10% on the undrawn balance (if the undrawn amount is more than 75% of the borrowing limit, the commitment fee is .20%). For the period ended January 31, 2017, the average borrowings under the Agreements were $306.0 million. For the period ended January 31, 2017, the average interest rate was 1.57%. As of January 31, 2017, the amount of total outstanding borrowings was $306.0 million ($76.5 million under the BNP Agreement and $229.5 million under the SSB Agreement), which approximates fair value. The interest rate applicable to the borrowings on January 31, 2017 was 1.15%.

The Lending Agreement with BNP is a separate side-agreement between the Fund and BNP pursuant to which BNP may borrow a portion of the pledged collateral (the “Lent Securities”) in an amount not to exceed the outstanding borrowings owed by the Fund to BNP under the BNP Agreement. The Lending Agreement is intended to permit the Fund to significantly reduce the cost of its borrowings under the BNP Agreement. BNP may re-register the Lent Securities in its own name or in another name other than the Fund, and may pledge, re-pledge, sell, lend or otherwise transfer or use the Lent Securities with all attendant rights of ownership. (It is the Fund’s understanding that BNP will perform due diligence to determine the creditworthiness of any party that borrows Lent Securities from BNP.) The Fund may designate any security within the pledged collateral as ineligible to be a Lent Security, provided there are eligible securities within the pledged collateral in an amount equal to the outstanding borrowing owed by the Fund. During the period in which the Lent Securities are outstanding, BNP must remit payment to the Fund equal to the amount of all dividends, interest or other distributions earned or made by the Lent Securities. The dividend and interest payments are recorded as Dividend or Interest payments in the Statement of Operations. Earnings made by the lent securities are disclosed on a net basis as Securities Lending Income in the Statement of Operations.

Under the terms of the Lending Agreement with BNP, the Lent Securities are marked to market daily, and if the value of the Lent Securities exceeds the value of the then-outstanding borrowings owed by the Fund to BNP under the Agreement (the “Current Borrowings”), BNP must, on that day, either (1) return Lent Securities to the Fund’s custodian in an amount sufficient to cause the value of the outstanding Lent Securities to equal the Current Borrowings; or (2) post cash collateral with the Fund’s custodian equal to the difference between the value of the Lent Securities and the value of the Current Borrowings. If BNP fails to perform either of these actions as required, the Fund will recall securities, as discussed below, in an amount sufficient to cause the value of the outstanding Lent Securities to equal the Current Borrowings. The Fund can recall any of the Lent Securities and BNP shall, to the extent commercially possible, return such security or equivalent security to the Fund’s custodian no later than three business days after such request. If the Fund recalls a Lent Security pursuant to the Lending Agreement, and BNP fails to return the Lent Securities or equivalent securities in a timely fashion, BNP shall remain liable for the ultimate delivery of such Lent Securities, or equivalent securities, to be made to the Fund’s custodian, and for any buy-in costs that the executing broker for the sales transaction may impose with respect to the failure to deliver. The Fund shall also have the right to apply and set-off an amount equal to one hundred percent (100%) of the then-current fair market value of such Lent Securities against the Current Borrowings.

Under the terms of the Authorized Agreement with SSB, all securities lent through SSB must be secured continuously by collateral received in cash, cash equivalents, or U.S. Treasury bills and maintained on a current basis at an amount at least equal to the market value of the securities loaned. Cash collateral held by SSB on behalf of the Fund may be credited against the amounts borrowed under the SSB Agreement. Any amounts credited against the SSB Agreement would count against the Fund’s leverage limitations under the 1940 Act, unless otherwise covered in accordance with SEC Release IC-10666. Under the terms of the Authorized Agreement with SSB, SSB will return the value of the collateral to the borrower upon the return of the lent securities, which will eliminate the credit against the SSB Agreement and will cause the amount drawn under the SSB Agreement to increase in an amount equal to the returned collateral. Under the terms of the Authorized Agreement with SSB, the Fund will make a variable “net income” payment related to any collateral credited against the SSB Agreement which will be paid to the securities borrower, less any payments due to the Fund or SSB under the terms of the Authorized Agreement. The Fund has the right to call a loan and obtain the securities loaned at any time. As of January 31, 2017, the Fund used approximately $160.4 million of its cash collateral to offset the SSB Agreement, representing 14.9% of managed assets, and was required to pay a “net income” payment equal to an annualized interest rate of 0.75%, which can fluctuate depending on interest rates. As of January 31, 2017, approximately $157.3 million of securities were on loan ($151.8 million of fixed income securities and $5.5 million of equity securities) under the SSB Agreement which are reflected in the Investment in securities, at value on the Statement of Assets and Liabilities.

Note 4 – Interest Rate Swaps

The Fund engages in interest rate swaps primarily to hedge the interest rate risk on the Fund’s borrowings (see Note 3 — Borrowings). An interest rate swap is a contract that involves the exchange of one type of interest rate for another type of interest rate. If interest rates rise, resulting in a diminution in the value of the Fund’s portfolio, the Fund would receive payments under the swap that would offset, in whole or in part, such diminution in value; if interest rates fall, the Fund would likely lose money on the swap transaction. Swap agreements are stated at fair value. Notional principal amounts are used to express the extent of involvement in these transactions, but the amounts potentially subject to credit risk are much smaller. In connection with these contracts, securities may be identified as collateral in accordance with the terms of the respective swap contracts in the event of default or bankruptcy of the Fund.

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Note 5 – Fair Value Measurement

Various inputs are used to determine the value of the Fund’s investments. These inputs are categorized into three broad levels as follows:

● Level 1 – Prices are determined using inputs from unadjusted quoted prices from active markets (including securities actively traded on a securities exchange) for identical assets.

● Level 2 – Prices are determined using significant observable market inputs other than unadjusted quoted prices, including quoted prices of similar securities, fair value adjustments to quoted foreign securities, interest rates, credit risk, prepayment speeds, and other relevant data.

● Level 3 – Prices reflect unobservable market inputs (including the Fund’s own judgments about assumptions market participants would use in determining fair value) when observable inputs are unavailable.

Debt securities are valued based upon evaluated prices received from an independent pricing service or from a dealer or broker who makes markets in such securities. Pricing services utilize various observable market data and as such, debt securities are generally categorized as Level 2. The levels are not necessarily an indication of the risk or liquidity of the Fund’s investments. Transfers between the levels for investment securities or other financial instruments are measured at the end of the reporting period.

The following is a summary of the inputs used in valuing the Fund’s holdings at fair value:

| | LEVEL
1 | LEVEL
2 | LEVEL
3 | TOTAL |
| --- | --- | --- | --- | --- |
| Assets: | | | | |
| Corporate
Bonds | $ — | $ 437,555,919 | $ — | $ 437,555,919 |
| Convertible
Bonds | — | 449,753,059 | — | 449,753,059 |
| U.S.
Government and Agency Securities | — | 400,320 | — | 400,320 |
| Convertible
Preferred Stocks | 131,953,325 | 32,329,333 | — | 164,282,658 |
| Common
Stocks U.S. | 890,001 | — | — | 890,001 |
| Short
Term Investments | 13,853,671 | — | — | 13,853,671 |
| Total | $ 146,696,997 | $ 920,038,631 | $ — | $ 1,066,735,628 |
| L iabilities: | | | | |
| Interest
Rate Swaps | $ — | $ 37,060 | $ — | $ 37,060 |
| Total | $ — | $ 37,060 | $ — | $ 37,060 |

Field: Page; Sequence: 1

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ITEM 2. CONTROLS AND PROCEDURES.

a) The registrant’s principal executive officer and principal financial officer have evaluated the registrant’s disclosure controls and procedures within 90 days of this filing and have concluded that the registrant’s disclosure controls and procedures were effective, as of that date, in ensuring that information required to be disclosed by the registrant in this Form N-Q was recorded, processed, summarized, and reported timely.

b) There were no changes in the registrant’s internal controls over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) that occurred during the registrant’s last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting.

ITEM 3. EXHIBITS.

(a) Certification of Principal Executive Officer .

(b) Certification of Principal Financial Officer.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Calamos Convertible Opportunities and Income Fund
By:	/s/
John P. Calamos, Sr.
Name:	John
P. Calamos, Sr.
Title:	Principal
Executive Officer
Date:	March
3, 2017

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

Calamos Convertible Opportunities and Income Fund
By:	/s/
John P. Calamos, Sr.
Name:	John
P. Calamos, Sr.
Title:	Principal
Executive Officer
Date:	March
3, 2017
By:	/s/
Thomas Herman
Name:	Thomas
Herman
Title:	Principal
Financial Officer
Date:	March
3, 2017

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