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Caesars Entertainment, Inc. — Director's Dealing 2021
Feb 3, 2021
30937_dirs_2021-02-02_2b8dc6a2-39bd-4500-aa93-930ed6e5bdcd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Caesars Entertainment, Inc. (CZR)
CIK: 0001590895
Period of Report: 2021-01-29
Reporting Person: Reeg Thomas (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-29 | Common Stock | S | 9316 | $69.4869 | Disposed | 271309 | Direct |
| 2021-01-29 | Common Stock | S | 26495 | $70.3959 | Disposed | 244814 | Direct |
| 2021-01-29 | Common Stock | S | 28950 | $71.2104 | Disposed | 215864 | Direct |
| 2021-01-29 | Common Stock | S | 4539 | $72.1306 | Disposed | 211325 | Direct |
| 2021-01-29 | Common Stock | S | 700 | $73.04 | Disposed | 210625 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-29 | Restricted Stock Unit | $ | A | 45638 | Acquired | Common Stock (45638.0) | Direct |
Footnotes
F1: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2020.
F2: The price reported in Column 4 is a weighted average price with shares sold in multiple transactions at prices ranging from $68.82 to $69.81, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
F3: The price reported in Column 4 is a weighted average price with shares sold in multiple transactions at prices ranging from $69.82 to $70.81, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.
F4: The price reported in Column 4 is a weighted average price with shares sold in multiple transactions at prices ranging from $70.82 to $71.81, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 to this Form 4.
F5: The price reported in Column 4 is a weighted average price with shares sold in multiple transactions at prices ranging from $71.82 to $72.61, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5 to this Form 4.
F6: Restricted stock units convert into common stock on a one-for-one basis.
F7: Restricted stock units were granted on January 29, 2021 pursuant to the Amended and Restated 2015 Equity Incentive Plan and will vest in equal installments on each of January 29, 2022, January 29, 2023, and January 29, 2024.