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CADOUX LIMITED — Major Shareholding Notification 2021
Jan 3, 2021
64620_rns_2021-01-03_d4515755-6ba2-44e1-b82f-c06506d523bc.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme FYI Resources Ltd ACN/ARSN 061 289 218
1. Details of substantial holder (1)
Name Regal Funds Management Pty Ltd (RFM)
ACN/ARSN (if applicable) 107 576 821
ACN/ARSN (if applicable)
There was a change in the interests of the substantial holder on 30/12/2020 The previous notice was given to the company on 30/10/2020 The previous notice was dated 28/10/2020
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
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Previous notice Current notice
Class of securities (4)
Person's votes Voting power (5) Person's votes Voting power (5)
ORDINARY 24,128,808 8.99% 23,081,345 7.67%
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3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|---|---|---|---|
| See Annexure 1 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| MERRILL LYNCH INTERNATIONAL LIMITED |
MERRILL LYNCH (AUS) NOMINEES PTY LTD |
MERRILL LYNCH INTERNATIONAL LIMITED |
HOLDER OF SHARES |
18,774,597 ORDINARY |
18,774,597 |
| CREDIT SUISSE AG | CS THIRD NOMINEES PTY LIMITED |
CREDIT SUISSE AG | HOLDER OF SHARES |
4,306,748 ORDINARY |
4,306,748 |
| 5. Changes in associati The persons who have bec with, the substantial holder |
on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 79074.11 554906 Ordinary 554906 Sell 12493.42 65998 Ordinary 65998 Sell 50200.00 200000 Ordinary 200000 Sell 31030.12 141046 Ordinary 141046 Sell 52538.56 251742 Ordinary 251742 Sell 25802.55 101465 Ordinary 101465 Buy 1000000.00 5000000 Ordinary 5000000 Sell 41149.28 161117 Ordinary 161117 Sell 99167.58 436285 Ordinary 436285 Sell 42768.00 180000 Ordinary 180000 Sell 155152.92 721306 Ordinary 721306 Sell 104805.82 480320 Ordinary 480320 Sell 38394.89 182572 Ordinary 182572 Sell 106485.98 493219 Ordinary 493219 Sell 105000.00 500000 Ordinary 500000 Sell 8336.92 38579 Ordinary 38579 Sell 71340.13 338908 Ordinary 338908 Sell 303480.00 1200000 Ordinary 1200000 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 4/01/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management Director ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 Philip King ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows: |
on named in this form are as follows: print name capacity sign here date erests Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 79074.11 554906 Ordinary 554906 Sell 12493.42 65998 Ordinary 65998 Sell 50200.00 200000 Ordinary 200000 Sell 31030.12 141046 Ordinary 141046 Sell 52538.56 251742 Ordinary 251742 Sell 25802.55 101465 Ordinary 101465 Buy 1000000.00 5000000 Ordinary 5000000 Sell 41149.28 161117 Ordinary 161117 Sell 99167.58 436285 Ordinary 436285 Sell 42768.00 180000 Ordinary 180000 Sell 155152.92 721306 Ordinary 721306 Sell 104805.82 480320 Ordinary 480320 Sell 38394.89 182572 Ordinary 182572 Sell 106485.98 493219 Ordinary 493219 Sell 105000.00 500000 Ordinary 500000 Sell 8336.92 38579 Ordinary 38579 Sell 71340.13 338908 Ordinary 338908 Sell 303480.00 1200000 Ordinary 1200000 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 Sell 0.00 0 Ordinary 0 4/01/2021 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management Director ARSN (if applicable) PPLICABLE Nature of association ame IP KING Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 Philip King ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9) in relation to voting interests in the company or scheme are as follows: |
|---|---|---|
| Name and ACN/ NOT A |
ARSN (if applicable) PPLICABLE Nature of association |
|
| 6. Addresses The addresses of persons |
||
| N PHIL |
ame IP KING |
Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY NSW 2000 |
| Signature Annexure 1 Changes in relevant int |
||
| Date 30/10/2020 12/11/2020 17/11/2020 30/11/2020 30/11/2020 2/12/2020 2/12/2020 3/12/2020 8/12/2020 10/12/2020 15/12/2020 21/12/2020 22/12/2020 22/12/2020 23/12/2020 24/12/2020 29/12/2020 30/12/2020 Reg Reg Reg Reg Reg Reg Reg Reg Reg Reg Reg Reg Reg Reg Reg Person who Reg Reg Reg |
Nature of Change Consideration given in relation to change Number of securities affected Class of securities Persons votes affected Sell 79074.11 554906 Ordinary 554906 Sell 12493.42 65998 Ordinary 65998 Sell 50200.00 200000 Ordinary 200000 Sell 31030.12 141046 Ordinary 141046 Sell 52538.56 251742 Ordinary 251742 Sell 25802.55 101465 Ordinary 101465 Buy 1000000.00 5000000 Ordinary 5000000 Sell 41149.28 161117 Ordinary 161117 Sell 99167.58 436285 Ordinary 436285 Sell 42768.00 180000 Ordinary 180000 Sell 155152.92 721306 Ordinary 721306 Sell 104805.82 480320 Ordinary 480320 Sell 38394.89 182572 Ordinary 182572 Sell 106485.98 493219 Ordinary 493219 Sell 105000.00 500000 Ordinary 500000 Sell 8336.92 38579 Ordinary 38579 Sell 71340.13 338908 Ordinary 338908 Sell 303480.00 1200000 Ordinary 1200000 al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management al Funds Management se relevant interest changed al Funds Management al Funds Management al Funds Management |
|
| 0/01/1900 0/01/1900 0/01/1900 0/01/1900 Reg Reg Reg Reg |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name | and ACN/ARSN (if applicable) | Nature of association |
|---|---|---|
| NOT APPLICABLE |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | |
|---|---|---|
| PHILIP KING | LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY | |
| NSW 2000 |
Signature
Annexure 1
Changes in relevant interests
| Consideration | ||||||||
|---|---|---|---|---|---|---|---|---|
| given in | Number of | Persons | ||||||
| Nature of | relation to | securities | Class of | votes | ||||
| Date | Person | whose | relevant interest changed | Change | change | affected | securities | affected |
| 30/10/2020 | Regal | Funds Management | Sell | 79074.11 | 554906 | Ordinary | 554906 | |
| 12/11/2020 | Regal | Funds Management | Sell | 12493.42 | 65998 | Ordinary | 65998 | |
| 17/11/2020 | Regal | Funds Management | Sell | 50200.00 | 200000 | Ordinary | 200000 | |
| 30/11/2020 | Regal | Funds Management | Sell | 31030.12 | 141046 | Ordinary | 141046 | |
| 30/11/2020 | Regal | Funds Management | Sell | 52538.56 | 251742 | Ordinary | 251742 | |
| 2/12/2020 | Regal | Funds Management | Sell | 25802.55 | 101465 | Ordinary | 101465 | |
| 2/12/2020 | Regal | Funds Management | Buy | 1000000.00 | 5000000 | Ordinary | 5000000 | |
| 3/12/2020 | Regal | Funds Management | Sell | 41149.28 | 161117 | Ordinary | 161117 | |
| 8/12/2020 | Regal | Funds Management | Sell | 99167.58 | 436285 | Ordinary | 436285 | |
| 10/12/2020 | Regal | Funds Management | Sell | 42768.00 | 180000 | Ordinary | 180000 | |
| 15/12/2020 | Regal | Funds Management | Sell | 155152.92 | 721306 | Ordinary | 721306 | |
| 21/12/2020 | Regal | Funds Management | Sell | 104805.82 | 480320 | Ordinary | 480320 | |
| 22/12/2020 | Regal | Funds Management | Sell | 38394.89 | 182572 | Ordinary | 182572 | |
| 22/12/2020 | Regal | Funds Management | Sell | 106485.98 | 493219 | Ordinary | 493219 | |
| 23/12/2020 | Regal | Funds Management | Sell | 105000.00 | 500000 | Ordinary | 500000 | |
| 24/12/2020 | Regal | Funds Management | Sell | 8336.92 | 38579 | Ordinary | 38579 | |
| 29/12/2020 | Regal | Funds Management | Sell | 71340.13 | 338908 | Ordinary | 338908 | |
| 30/12/2020 | Regal | Funds Management | Sell | 303480.00 | 1200000 | Ordinary | 1200000 |