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CADOUX LIMITED Major Shareholding Notification 2021

Jan 3, 2021

64620_rns_2021-01-03_d4515755-6ba2-44e1-b82f-c06506d523bc.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme FYI Resources Ltd ACN/ARSN 061 289 218

1. Details of substantial holder (1)

Name Regal Funds Management Pty Ltd (RFM)

ACN/ARSN (if applicable) 107 576 821

ACN/ARSN (if applicable)

There was a change in the interests of the substantial holder on 30/12/2020 The previous notice was given to the company on 30/10/2020 The previous notice was dated 28/10/2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

==> picture [474 x 64] intentionally omitted <==

----- Start of picture text -----

Previous notice Current notice
Class of securities (4)
Person's votes Voting power (5) Person's votes Voting power (5)
ORDINARY 24,128,808 8.99% 23,081,345 7.67%
----- End of picture text -----

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Holder of relevant
interest
Date of acquisition Consideration (9) Class and number of securities
See Annexure 1

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest Registered holder of securities Person entitled to be registered as
holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's
votes
MERRILL LYNCH
INTERNATIONAL LIMITED
MERRILL LYNCH (AUS)
NOMINEES PTY LTD
MERRILL LYNCH
INTERNATIONAL LIMITED
HOLDER OF
SHARES
18,774,597
ORDINARY
18,774,597
CREDIT SUISSE AG CS THIRD NOMINEES PTY
LIMITED
CREDIT SUISSE AG HOLDER OF
SHARES
4,306,748
ORDINARY
4,306,748
5. Changes in associati
The persons who have bec
with, the substantial holder
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
79074.11
554906
Ordinary
554906
Sell
12493.42
65998
Ordinary
65998
Sell
50200.00
200000
Ordinary
200000
Sell
31030.12
141046
Ordinary
141046
Sell
52538.56
251742
Ordinary
251742
Sell
25802.55
101465
Ordinary
101465
Buy
1000000.00
5000000
Ordinary
5000000
Sell
41149.28
161117
Ordinary
161117
Sell
99167.58
436285
Ordinary
436285
Sell
42768.00
180000
Ordinary
180000
Sell
155152.92
721306
Ordinary
721306
Sell
104805.82
480320
Ordinary
480320
Sell
38394.89
182572
Ordinary
182572
Sell
106485.98
493219
Ordinary
493219
Sell
105000.00
500000
Ordinary
500000
Sell
8336.92
38579
Ordinary
38579
Sell
71340.13
338908
Ordinary
338908
Sell
303480.00
1200000
Ordinary
1200000
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
4/01/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
Director
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
Philip King
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
79074.11
554906
Ordinary
554906
Sell
12493.42
65998
Ordinary
65998
Sell
50200.00
200000
Ordinary
200000
Sell
31030.12
141046
Ordinary
141046
Sell
52538.56
251742
Ordinary
251742
Sell
25802.55
101465
Ordinary
101465
Buy
1000000.00
5000000
Ordinary
5000000
Sell
41149.28
161117
Ordinary
161117
Sell
99167.58
436285
Ordinary
436285
Sell
42768.00
180000
Ordinary
180000
Sell
155152.92
721306
Ordinary
721306
Sell
104805.82
480320
Ordinary
480320
Sell
38394.89
182572
Ordinary
182572
Sell
106485.98
493219
Ordinary
493219
Sell
105000.00
500000
Ordinary
500000
Sell
8336.92
38579
Ordinary
38579
Sell
71340.13
338908
Ordinary
338908
Sell
303480.00
1200000
Ordinary
1200000
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
4/01/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
Director
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
Philip King
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
Name and ACN/
NOT A
ARSN (if applicable)
PPLICABLE
Nature of association
6. Addresses
The addresses of persons
N
PHIL
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
Signature
Annexure 1
Changes in relevant int
Date
30/10/2020
12/11/2020
17/11/2020
30/11/2020
30/11/2020
2/12/2020
2/12/2020
3/12/2020
8/12/2020
10/12/2020
15/12/2020
21/12/2020
22/12/2020
22/12/2020
23/12/2020
24/12/2020
29/12/2020
30/12/2020
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Person who
Reg
Reg
Reg
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
79074.11
554906
Ordinary
554906
Sell
12493.42
65998
Ordinary
65998
Sell
50200.00
200000
Ordinary
200000
Sell
31030.12
141046
Ordinary
141046
Sell
52538.56
251742
Ordinary
251742
Sell
25802.55
101465
Ordinary
101465
Buy
1000000.00
5000000
Ordinary
5000000
Sell
41149.28
161117
Ordinary
161117
Sell
99167.58
436285
Ordinary
436285
Sell
42768.00
180000
Ordinary
180000
Sell
155152.92
721306
Ordinary
721306
Sell
104805.82
480320
Ordinary
480320
Sell
38394.89
182572
Ordinary
182572
Sell
106485.98
493219
Ordinary
493219
Sell
105000.00
500000
Ordinary
500000
Sell
8336.92
38579
Ordinary
38579
Sell
71340.13
338908
Ordinary
338908
Sell
303480.00
1200000
Ordinary
1200000
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
0/01/1900
0/01/1900
0/01/1900
0/01/1900
Reg
Reg
Reg
Reg

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
NOT APPLICABLE

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
PHILIP KING LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000

Signature

Annexure 1

Changes in relevant interests

Consideration
given in Number of Persons
Nature of relation to securities Class of votes
Date Person whose relevant interest changed Change change affected securities affected
30/10/2020 Regal Funds Management Sell 79074.11 554906 Ordinary 554906
12/11/2020 Regal Funds Management Sell 12493.42 65998 Ordinary 65998
17/11/2020 Regal Funds Management Sell 50200.00 200000 Ordinary 200000
30/11/2020 Regal Funds Management Sell 31030.12 141046 Ordinary 141046
30/11/2020 Regal Funds Management Sell 52538.56 251742 Ordinary 251742
2/12/2020 Regal Funds Management Sell 25802.55 101465 Ordinary 101465
2/12/2020 Regal Funds Management Buy 1000000.00 5000000 Ordinary 5000000
3/12/2020 Regal Funds Management Sell 41149.28 161117 Ordinary 161117
8/12/2020 Regal Funds Management Sell 99167.58 436285 Ordinary 436285
10/12/2020 Regal Funds Management Sell 42768.00 180000 Ordinary 180000
15/12/2020 Regal Funds Management Sell 155152.92 721306 Ordinary 721306
21/12/2020 Regal Funds Management Sell 104805.82 480320 Ordinary 480320
22/12/2020 Regal Funds Management Sell 38394.89 182572 Ordinary 182572
22/12/2020 Regal Funds Management Sell 106485.98 493219 Ordinary 493219
23/12/2020 Regal Funds Management Sell 105000.00 500000 Ordinary 500000
24/12/2020 Regal Funds Management Sell 8336.92 38579 Ordinary 38579
29/12/2020 Regal Funds Management Sell 71340.13 338908 Ordinary 338908
30/12/2020 Regal Funds Management Sell 303480.00 1200000 Ordinary 1200000