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CADOUX LIMITED Major Shareholding Notification 2021

Jan 21, 2021

64620_rns_2021-01-21_ee589b40-3639-4213-80b5-bb84338250a2.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme FYI Resources Ltd (FYI) ACN/ARSN 061 289 218

1. Details of substantial holder (1)

Name Regal Funds Management Pty Ltd (RFM)

ACN/ARSN (if applicable) 107 576 821

There was a change in the interests of the substantial holder on 20/01/2021 The previous notice was given to the company on 4/01/2021 The previous notice was dated 30/12/2020

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Previous notice Current notice Current notice
Person's votes Voting power (5) Person's votes Voting power (5)
ORDINARY 23,081,345 7.67% 19,722,921 6.54%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Holder of relevant
interest
Date of acquisition Consideration (9) Class and number of securities
See Annexure 1

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest Registered holder of securities Person entitled to be registered as
holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's
votes
MERRILL LYNCH
INTERNATIONAL LIMITED
MERRILL LYNCH (AUS)
NOMINEES PTY LTD
MERRILL LYNCH
INTERNATIONAL LIMITED
HOLDER OF
SHARES
17,489,365
ORDINARY
17,489,365
CREDIT SUISSE AG CS THIRD NOMINEES PTY
LIMITED
CREDIT SUISSE AG HOLDER OF
SHARES
2,233,556
ORDINARY
2,233,556
5. Changes in associati
The persons who have bec
with, the substantial holder
5. Changes in associati
The persons who have bec
with, the substantial holder
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
31326.00
130525
Ordinary
130525
Sell
87362.88
353124
Ordinary
353124
Sell
55260.00
200000
Ordinary
200000
Sell
95865.00
350000
Ordinary
350000
Sell
60080.00
200000
Ordinary
200000
Sell
101087.58
341743
Ordinary
341743
Sell
3743.40
11010
Ordinary
11010
Sell
177350.00
500000
Ordinary
500000
Sell
171739.51
486790
Ordinary
486790
Sell
117087.74
285232
Ordinary
285232
Sell
222350.00
500000
Ordinary
500000
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
22/01/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
Director
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
PhilipKing
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
31326.00
130525
Ordinary
130525
Sell
87362.88
353124
Ordinary
353124
Sell
55260.00
200000
Ordinary
200000
Sell
95865.00
350000
Ordinary
350000
Sell
60080.00
200000
Ordinary
200000
Sell
101087.58
341743
Ordinary
341743
Sell
3743.40
11010
Ordinary
11010
Sell
177350.00
500000
Ordinary
500000
Sell
171739.51
486790
Ordinary
486790
Sell
117087.74
285232
Ordinary
285232
Sell
222350.00
500000
Ordinary
500000
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
22/01/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
Director
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
PhilipKing
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
31326.00
130525
Ordinary
130525
Sell
87362.88
353124
Ordinary
353124
Sell
55260.00
200000
Ordinary
200000
Sell
95865.00
350000
Ordinary
350000
Sell
60080.00
200000
Ordinary
200000
Sell
101087.58
341743
Ordinary
341743
Sell
3743.40
11010
Ordinary
11010
Sell
177350.00
500000
Ordinary
500000
Sell
171739.51
486790
Ordinary
486790
Sell
117087.74
285232
Ordinary
285232
Sell
222350.00
500000
Ordinary
500000
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
22/01/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
Director
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
PhilipKing
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
31326.00
130525
Ordinary
130525
Sell
87362.88
353124
Ordinary
353124
Sell
55260.00
200000
Ordinary
200000
Sell
95865.00
350000
Ordinary
350000
Sell
60080.00
200000
Ordinary
200000
Sell
101087.58
341743
Ordinary
341743
Sell
3743.40
11010
Ordinary
11010
Sell
177350.00
500000
Ordinary
500000
Sell
171739.51
486790
Ordinary
486790
Sell
117087.74
285232
Ordinary
285232
Sell
222350.00
500000
Ordinary
500000
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
22/01/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
Director
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
PhilipKing
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
31326.00
130525
Ordinary
130525
Sell
87362.88
353124
Ordinary
353124
Sell
55260.00
200000
Ordinary
200000
Sell
95865.00
350000
Ordinary
350000
Sell
60080.00
200000
Ordinary
200000
Sell
101087.58
341743
Ordinary
341743
Sell
3743.40
11010
Ordinary
11010
Sell
177350.00
500000
Ordinary
500000
Sell
171739.51
486790
Ordinary
486790
Sell
117087.74
285232
Ordinary
285232
Sell
222350.00
500000
Ordinary
500000
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
22/01/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
Director
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
PhilipKing
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
31326.00
130525
Ordinary
130525
Sell
87362.88
353124
Ordinary
353124
Sell
55260.00
200000
Ordinary
200000
Sell
95865.00
350000
Ordinary
350000
Sell
60080.00
200000
Ordinary
200000
Sell
101087.58
341743
Ordinary
341743
Sell
3743.40
11010
Ordinary
11010
Sell
177350.00
500000
Ordinary
500000
Sell
171739.51
486790
Ordinary
486790
Sell
117087.74
285232
Ordinary
285232
Sell
222350.00
500000
Ordinary
500000
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
22/01/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
Director
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
PhilipKing
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
31326.00
130525
Ordinary
130525
Sell
87362.88
353124
Ordinary
353124
Sell
55260.00
200000
Ordinary
200000
Sell
95865.00
350000
Ordinary
350000
Sell
60080.00
200000
Ordinary
200000
Sell
101087.58
341743
Ordinary
341743
Sell
3743.40
11010
Ordinary
11010
Sell
177350.00
500000
Ordinary
500000
Sell
171739.51
486790
Ordinary
486790
Sell
117087.74
285232
Ordinary
285232
Sell
222350.00
500000
Ordinary
500000
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
22/01/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
Director
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
PhilipKing
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
Name and ACN/ ARSN (if applicable) Nature of association
NOT A PPLICABLE
6. Addresses
The addresses of persons
N ame Address
PHIL IP KING LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
Signature
Annexure 1
Changes in relevant int
Date Person who se relevant interest changed Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
31/12/2020 Reg al Funds Management Sell 31326.00 130525 Ordinary 130525
31/12/2020 Reg al Funds Management Sell 87362.88 353124 Ordinary 353124
5/01/2021 Reg al Funds Management Sell 55260.00 200000 Ordinary 200000
6/01/2021 Reg al Funds Management Sell 95865.00 350000 Ordinary 350000
7/01/2021 Reg al Funds Management Sell 60080.00 200000 Ordinary 200000
8/01/2021 Reg al Funds Management Sell 101087.58 341743 Ordinary 341743
11/01/2021 Reg al Funds Management Sell 3743.40 11010 Ordinary 11010
15/01/2021 Reg al Funds Management Sell 177350.00 500000 Ordinary 500000
18/01/2021 Reg al Funds Management Sell 171739.51 486790 Ordinary 486790
19/01/2021 Reg al Funds Management Sell 117087.74 285232 Ordinary 285232
20/01/2021 Reg al Funds Management Sell 222350.00 500000 Ordinary 500000
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
PHILIP KING LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000

Signature

Annexure 1

Changes in relevant interests

Consideration
given in Number of Persons
Nature of relation to securities Class of votes
Date Person whose relevant interest changed Change change affected securities affected
31/12/2020 Regal Funds Management Sell 31326.00 130525 Ordinary 130525
31/12/2020 Regal Funds Management Sell 87362.88 353124 Ordinary 353124
5/01/2021 Regal Funds Management Sell 55260.00 200000 Ordinary 200000
6/01/2021 Regal Funds Management Sell 95865.00 350000 Ordinary 350000
7/01/2021 Regal Funds Management Sell 60080.00 200000 Ordinary 200000
8/01/2021 Regal Funds Management Sell 101087.58 341743 Ordinary 341743
11/01/2021 Regal Funds Management Sell 3743.40 11010 Ordinary 11010
15/01/2021 Regal Funds Management Sell 177350.00 500000 Ordinary 500000
18/01/2021 Regal Funds Management Sell 171739.51 486790 Ordinary 486790
19/01/2021 Regal Funds Management Sell 117087.74 285232 Ordinary 285232
20/01/2021 Regal Funds Management Sell 222350.00 500000 Ordinary 500000