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CADOUX LIMITED Major Shareholding Notification 2021

Feb 11, 2021

64620_rns_2021-02-11_5168cc6a-6ac0-42a4-be7a-050acb1bd6d2.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme FYI Resources Ltd (FYI) ACN/ARSN 061 289 218 1. Details of substantial holder (1) Name Regal Funds Management Pty Ltd (RFM) ACN/ARSN (if applicable) 107 576 821

The previous notice was given to the company on
The previous notice was dated
There was a change in the interests of the substantial
holder on
10/02/2021
22/01/2021
20/01/2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Previous notice Current notice Current notice
Person's votes Voting power (5) Person's votes Voting power (5)
ORDINARY 19,722,921 6.54% 16,571,540 5.50%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Holder of relevant
interest
Date of acquisition Consideration (9) Class and number of securities
See Annexure 1

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest Registered holder of securities Person entitled to be registered as
holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's
votes
MERRILL LYNCH
INTERNATIONAL LIMITED
MERRILL LYNCH (AUS)
NOMINEES PTY LTD
MERRILL LYNCH
INTERNATIONAL LIMITED
HOLDER OF
SHARES
14,337,984
ORDINARY
14,337,984
CREDIT SUISSE AG CS THIRD NOMINEES PTY
LIMITED
CREDIT SUISSE AG HOLDER OF
SHARES
2,233,556
ORDINARY
2,233,556
5. Changes in associati
The persons who have bec
with, the substantial holder
5. Changes in associati
The persons who have bec
with, the substantial holder
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
502887.51
1050747
Ordinary
1050747
Sell
232550.00
500000
Ordinary
500000
Sell
184109.24
418145
Ordinary
418145
Sell
123812.44
290435
Ordinary
290435
Sell
48295.30
130176
Ordinary
130176
Sell
30226.11
85120
Ordinary
85120
Sell
55208.99
155125
Ordinary
155125
Sell
234421.87
521633
Ordinary
521633
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
12/02/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
CompanySecretary
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
KennyHo
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
502887.51
1050747
Ordinary
1050747
Sell
232550.00
500000
Ordinary
500000
Sell
184109.24
418145
Ordinary
418145
Sell
123812.44
290435
Ordinary
290435
Sell
48295.30
130176
Ordinary
130176
Sell
30226.11
85120
Ordinary
85120
Sell
55208.99
155125
Ordinary
155125
Sell
234421.87
521633
Ordinary
521633
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
12/02/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
CompanySecretary
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
KennyHo
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
502887.51
1050747
Ordinary
1050747
Sell
232550.00
500000
Ordinary
500000
Sell
184109.24
418145
Ordinary
418145
Sell
123812.44
290435
Ordinary
290435
Sell
48295.30
130176
Ordinary
130176
Sell
30226.11
85120
Ordinary
85120
Sell
55208.99
155125
Ordinary
155125
Sell
234421.87
521633
Ordinary
521633
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
12/02/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
CompanySecretary
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
KennyHo
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
502887.51
1050747
Ordinary
1050747
Sell
232550.00
500000
Ordinary
500000
Sell
184109.24
418145
Ordinary
418145
Sell
123812.44
290435
Ordinary
290435
Sell
48295.30
130176
Ordinary
130176
Sell
30226.11
85120
Ordinary
85120
Sell
55208.99
155125
Ordinary
155125
Sell
234421.87
521633
Ordinary
521633
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
12/02/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
CompanySecretary
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
KennyHo
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
502887.51
1050747
Ordinary
1050747
Sell
232550.00
500000
Ordinary
500000
Sell
184109.24
418145
Ordinary
418145
Sell
123812.44
290435
Ordinary
290435
Sell
48295.30
130176
Ordinary
130176
Sell
30226.11
85120
Ordinary
85120
Sell
55208.99
155125
Ordinary
155125
Sell
234421.87
521633
Ordinary
521633
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
12/02/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
CompanySecretary
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
KennyHo
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
502887.51
1050747
Ordinary
1050747
Sell
232550.00
500000
Ordinary
500000
Sell
184109.24
418145
Ordinary
418145
Sell
123812.44
290435
Ordinary
290435
Sell
48295.30
130176
Ordinary
130176
Sell
30226.11
85120
Ordinary
85120
Sell
55208.99
155125
Ordinary
155125
Sell
234421.87
521633
Ordinary
521633
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
12/02/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
CompanySecretary
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
KennyHo
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
on
named in this form are as follows:
print name
capacity
sign here
date
erests
Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
Sell
502887.51
1050747
Ordinary
1050747
Sell
232550.00
500000
Ordinary
500000
Sell
184109.24
418145
Ordinary
418145
Sell
123812.44
290435
Ordinary
290435
Sell
48295.30
130176
Ordinary
130176
Sell
30226.11
85120
Ordinary
85120
Sell
55208.99
155125
Ordinary
155125
Sell
234421.87
521633
Ordinary
521633
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
Sell
0.00
0
Ordinary
0
12/02/2021
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
al Funds Management
se relevant interest changed
al Funds Management
al Funds Management
al Funds Management
CompanySecretary
ARSN (if applicable)
PPLICABLE
Nature of association
ame
IP KING
Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
KennyHo
ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
in relation to voting interests in the company or scheme are as follows:
Name and ACN/ ARSN (if applicable) Nature of association
NOT A PPLICABLE
6. Addresses
The addresses of persons
N ame Address
PHIL IP KING LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
NSW 2000
Signature
Annexure 1
Changes in relevant int
Date Person who se relevant interest changed Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
21/01/2021 Reg al Funds Management Sell 502887.51 1050747 Ordinary 1050747
22/01/2021 Reg al Funds Management Sell 232550.00 500000 Ordinary 500000
25/01/2021 Reg al Funds Management Sell 184109.24 418145 Ordinary 418145
27/01/2021 Reg al Funds Management Sell 123812.44 290435 Ordinary 290435
29/01/2021 Reg al Funds Management Sell 48295.30 130176 Ordinary 130176
3/02/2021 Reg al Funds Management Sell 30226.11 85120 Ordinary 85120
9/02/2021 Reg al Funds Management Sell 55208.99 155125 Ordinary 155125
10/02/2021 Reg al Funds Management Sell 234421.87 521633 Ordinary 521633
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
0/01/1900
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg
Reg

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE

6. Addresses

The addresses of persons named in this form are as follows:

Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY PHILIP KING NSW 2000

Signature

Annexure 1

Changes in relevant interests

Consideration
given in Number of Persons
Nature of relation to securities Class of votes
Date Person whose relevant interest changed Change change affected securities affected
21/01/2021 Regal Funds Management Sell 502887.51 1050747 Ordinary 1050747
22/01/2021 Regal Funds Management Sell 232550.00 500000 Ordinary 500000
25/01/2021 Regal Funds Management Sell 184109.24 418145 Ordinary 418145
27/01/2021 Regal Funds Management Sell 123812.44 290435 Ordinary 290435
29/01/2021 Regal Funds Management Sell 48295.30 130176 Ordinary 130176
3/02/2021 Regal Funds Management Sell 30226.11 85120 Ordinary 85120
9/02/2021 Regal Funds Management Sell 55208.99 155125 Ordinary 155125
10/02/2021 Regal Funds Management Sell 234421.87 521633 Ordinary 521633