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CADOUX LIMITED — Major Shareholding Notification 2020
Jun 16, 2020
64620_rns_2020-06-16_578497bf-783a-4d4c-8c66-4b115d20e97b.pdf
Major Shareholding Notification
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| Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder |
|---|---|---|
| To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name Regal Funds Management PtyLtd(RFM) ACN/ARSN (if applicable) 107 576 821 15/06/2020 The previous notice was given to the company on 6/04/2018 The previous notice was dated 5/04/2018 2. Previous and present voting power 3. Changes in relevant interests Nature of change BUY SELL 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Nature of relevant interest (6) Class and number of securities Person's votes HOLDER OF SHARES 4,305,465 ORDINARY 4,305,465 HOLDER OF SHARES 21,024,676 ORDINARY 21,024,676 REGAL FUNDS MANAGEMENT PTY LTD 02/05/2018 - 28/06/2019 $0.05 - $0.12 p/share 4,809,631 ORDINARY REGAL FUNDS MANAGEMENT PTY LTD 15/06/2020 Holding diluted due to issue of 8,323,335 shares, see Appendix 2A announced to market on 15th June. REGAL FUNDS MANAGEMENT PTY LTD 23/05/2018 - 22/10/2019 3,354,166 ORDINARY $0.08 - $0.12 p/share Class and number of securities The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: There was a change in the interests of the substantial holder on Class of securities (4) Voting power (5) Person's votes Previous notice Current notice Person's votes Voting power (5) FYI Resources Ltd (FYI) 061 289 218 ORDINARY Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: 23,874,676 12.89% 25,330,141 11.46% Holder of relevant interest Date of change Consideration (9) CREDIT SUISSE AG CS THIRD NOMINEES PTY LIMITED CREDIT SUISSE AG Holder of relevant interest Registered holder of securities Person entitled to be registered as holder (8) MERRILL LYNCH INTERNATIONAL LIMITED MERRILL LYNCH (AUS) NOMINEES PTY LTD MERRILL LYNCH INTERNATIONAL LIMITED |
FYI Resources Ltd (FYI) | |
| 061 289 218 | ||
| Regal Funds Management PtyLtd(RFM) | ||
| 107 576 821 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE 6. Addresses The addresses of persons named in this form are as follows: Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY PHILIP KING NSW 2000 Signature print name Philip King capacity Director sign here date 17/06/2020
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