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CADOUX LIMITED Major Shareholding Notification 2020

Jun 16, 2020

64620_rns_2020-06-16_578497bf-783a-4d4c-8c66-4b115d20e97b.pdf

Major Shareholding Notification

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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
ACN/ARSN
1. Details of substantial holder (1)
Name
Regal Funds Management PtyLtd(RFM)
ACN/ARSN (if applicable)
107 576 821
15/06/2020
The previous notice was given to the company on
6/04/2018
The previous notice was dated
5/04/2018
2. Previous and present voting power
3. Changes in relevant interests
Nature of
change
BUY
SELL
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Nature of
relevant
interest (6)
Class and
number of
securities
Person's
votes
HOLDER OF
SHARES
4,305,465
ORDINARY
4,305,465
HOLDER OF
SHARES
21,024,676
ORDINARY
21,024,676
REGAL FUNDS
MANAGEMENT PTY LTD
02/05/2018 -
28/06/2019
$0.05 - $0.12 p/share
4,809,631 ORDINARY
REGAL FUNDS
MANAGEMENT PTY LTD
15/06/2020
Holding diluted due to issue of 8,323,335 shares, see Appendix 2A announced to market on
15th June.
REGAL FUNDS
MANAGEMENT PTY LTD
23/05/2018 -
22/10/2019
3,354,166 ORDINARY
$0.08 - $0.12 p/share
Class and number of securities
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as
follows:
There was a change in the interests of the substantial
holder on
Class of securities (4)
Voting power (5)
Person's votes
Previous notice
Current notice
Person's votes
Voting power (5)
FYI Resources Ltd (FYI)
061 289 218
ORDINARY
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company
or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
23,874,676
12.89%
25,330,141
11.46%
Holder of relevant
interest
Date of change
Consideration (9)
CREDIT SUISSE AG
CS THIRD NOMINEES PTY
LIMITED
CREDIT SUISSE AG
Holder of relevant interest
Registered holder of securities
Person entitled to be registered as
holder (8)
MERRILL LYNCH
INTERNATIONAL LIMITED
MERRILL LYNCH (AUS)
NOMINEES PTY LTD
MERRILL LYNCH
INTERNATIONAL LIMITED
FYI Resources Ltd (FYI)
061 289 218
Regal Funds Management PtyLtd(RFM)
107 576 821

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE 6. Addresses The addresses of persons named in this form are as follows: Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY PHILIP KING NSW 2000 Signature print name Philip King capacity Director sign here date 17/06/2020