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CADIZ INC — Director's Dealing 2024
Mar 27, 2024
33061_dirs_2024-03-27_fd810e30-58ff-4548-9562-339d1ed129b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2024-03-15
Reporting Person: SPEER STANLEY E (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-15 | Common Stock | M | 20124 | — | Acquired | 79708 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-15 | Restricted Stock Units | $ | M | 42500 | Disposed | Common Stock (42500) | Direct |
Footnotes
F1: Represents the vesting of 42,500 previously reported restricted stock units ("RSUs") and the concurrent issuance of net 20,124 shares of common stock as a consequence of such vesting, after giving effect to tax withholding as permitted under the approved terms applicable to the grant of the RSUs.
F2: Each previously reported RSU represents a contingent right to receive one share of Cadiz Inc. common stock.
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