CADIZ INC — Director's Dealing 2023

Jan 4, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2023-01-03

Reporting Person: Hickox Winston H (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-01-03	Common Stock	A	7396	$2.535	Acquired	163290	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	70759	Indirect

Footnotes

F1: Shares allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning January 1, 2023.

F2: Includes 11,339 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the12-month period ended June 30, 2022, which shares will vest on January 31, 2023.