CADIZ INC — Director's Dealing 2023

Feb 6, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2023-01-31

Reporting Person: Odey Asset Management LLP (10% Owner)
Reporting Person: Odey Asset Management Group Ltd (10% Owner)
Reporting Person: Odey Holdings Ltd (10% Owner)
Reporting Person: Odey Robin Crispin William (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	340883	Indirect
Common Stock	2165149	Indirect
Common Stock	3682219	Indirect
Common Stock	339824	Indirect
Common Stock	1067593	Indirect

Footnotes

F1: Shares reported are held for the benefit of investment advisory clients of Odey Asset Management LLP ("OAM LLP"). Odey Asset Management Group Ltd ("OAM Ltd") is the managing member of OAM LLP, Odey Holdings Ltd ("Odey Holdings") is the sole stockholder of OAM Ltd, and Mr. Odey is the sole stockholder of Odey Holdings. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

F2: Shares held for the benefit of a pension trust for which OAM LLP serves as investment adviser.

F3: Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.

F4: Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.

F5: Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.

F6: Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.