CADIZ INC — Director's Dealing 2023

Jul 14, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2023-06-12

Reporting Person: Odey Asset Management LLP (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-13	Common Stock	S	340883	$3.95	Disposed	0	Indirect
2023-06-12	Common Stock	S	1201	$4.367	Disposed	338623	Indirect
2023-06-13	Common Stock	S	338623	$3.95	Disposed	0	Indirect
2023-06-12	Common Stock	S	3773	$4.367	Disposed	1063820	Indirect
2023-06-13	Common Stock	S	1063820	$3.95	Disposed	0	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2165149	Indirect
Common Stock	3682219	Indirect

Footnotes

F1: Shares reported are held for the benefit of investment advisory clients of the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

F2: Shares held for the benefit of a pension trust for which the Reporting Person serves as investment adviser.

F3: Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.

F4: Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.

F5: Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.

F6: Shares held for the benefit of a private fund for which the Reporting Person serves as investment adviser.