CADIZ INC — Director's Dealing 2023

Jul 17, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2023-07-13

Reporting Person: Slater Scott S (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-07-13	Common Stock	P	14000	$3.5	Acquired	123881	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock (85000)	85000	Direct

Footnotes

F1: Previously reported.

F2: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Cadiz Inc. common stock.

F3: These RSUs will vest upon the Company's entering into final binding water supply arrangement for delivery of at least 9,500 acre-feet per year, subject to the Reporting Person's continuing employment as of such vesting event.

F4: The Reporting Person disclaims beneficial ownership of these securities until such time, and to the extent, that ownership of these securities has vested