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CADIZ INC — Director's Dealing 2022
Feb 8, 2022
33061_dirs_2022-02-08_e8d9f8ef-91fc-4669-ad9d-81f7f389dde7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2022-02-04
Reporting Person: BRACKPOOL KEITH (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-04 | Common Stock | M | 170000 | — | Acquired | 546198 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-04 | Restricted Stock Units | $ | M | 170000 | Disposed | Common Stock (170000) | Direct |
Footnotes
F1: Each previously reported Restricted Stock Unit ("RSU") represented a contingent right to receive one share of the Issuer's common stock. Vesting of these RSUs was accelerated by mutual agreement effective February 4, 2022.
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