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CADIZ INC Director's Dealing 2022

Mar 22, 2022

33061_dirs_2022-03-22_14659968-b9e0-4fd2-83c2-848150d181e8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2022-03-20

Reporting Person: BRACKPOOL KEITH (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-03-20 Common Stock A 1142857 $1.75 Acquired 1689055 Direct

Footnotes

F1: These shares were issued under a Securities Purchase Agreement dated March 20, 2022, between the Issuer and certain purchasers including the Reporting Person in connection to a registered direct offering reported on the Issuer's Current Report on Form 8-K filed on March 21, 2022. The issuance of these shares has been approved by the Issuer's Board of Directors and the disinterested members of the Audit and Risk Committee of the Board.