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CADIZ INC — Director's Dealing 2022
Mar 22, 2022
33061_dirs_2022-03-22_14659968-b9e0-4fd2-83c2-848150d181e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2022-03-20
Reporting Person: BRACKPOOL KEITH (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-20 | Common Stock | A | 1142857 | $1.75 | Acquired | 1689055 | Direct |
Footnotes
F1: These shares were issued under a Securities Purchase Agreement dated March 20, 2022, between the Issuer and certain purchasers including the Reporting Person in connection to a registered direct offering reported on the Issuer's Current Report on Form 8-K filed on March 21, 2022. The issuance of these shares has been approved by the Issuer's Board of Directors and the disinterested members of the Audit and Risk Committee of the Board.
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