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CADIZ INC — Director's Dealing 2022
Dec 19, 2022
33061_dirs_2022-12-19_a2b1dfae-e569-48e1-ae7c-4338fe1cd710.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2022-12-15
Reporting Person: Hickox Winston H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-15 | Common Stock | P | 7905 | $2.57 | Acquired | 70495 | Indirect |
| 2022-12-16 | Common Stock | P | 264 | $2.61 | Acquired | 70759 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 155894 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $2.54 to $2.60. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Includes 11,339 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2022, which shares will vest on January 31, 2023.