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CADIZ INC Director's Dealing 2021

Dec 8, 2021

33061_dirs_2021-12-08_1546261a-dbe9-4d3c-a50d-85c604dc1a92.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2021-12-07

Reporting Person: Grant Geoffrey T (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-07 Common Stock A 13911 $4.01 Acquired 144117 Direct
2021-12-08 Common Stock A 11089 $4.43 Acquired 155206 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 30500 Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $3.90 to $4.10. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: This transaction was executed in multiple trades at prices ranging from $4.15 to $4.56. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: These shares are held in five separate trusts, each holding 6,100 shares for the benefit of a child of the Reporting Person. The trustee of these trusts is not a member of the Reporting Person's immediate family. The Reporting Person disclaims beneficial ownership for the securities held by these trusts.