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CADIZ INC Director's Dealing 2020

Mar 9, 2020

33061_dirs_2020-03-09_203be645-553f-4d63-b74f-032363d9fde9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2020-03-05

Reporting Person: Slater Scott S (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-05 Common Stock A 20387 $9.81 Acquired 29387 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options $12.51 2021-04-12 Common Stock (100000) 100000 Direct

Footnotes

F1: Previously reported.