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CADIZ INC Director's Dealing 2019

Feb 13, 2019

33061_dirs_2019-02-13_447377ab-bea5-455a-9e44-b579734933b1.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2018-12-31

Reporting Person: BRACKPOOL KEITH (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-10-03 Common Stock G 25000 Disposed 145000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Options (right to buy) $11.5 2020-01-14 Common Stock (200000) 200000 Direct

Footnotes

F1: Previously reported.