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CADIZ INC — Director's Dealing 2019
Sep 18, 2019
33061_dirs_2019-09-18_ed46019d-0cdc-4da1-ba86-21348e9ed9f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2019-09-17
Reporting Person: Grant Geoffrey T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-17 | Common Stock | A | 1086 | $11.505 | Acquired | 138741 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30500 | Indirect |
Footnotes
F1: These shares were allocated to the Reporting Person under the 2019 Equity Incentive Plan in lieu of cash compensation for services rendered by the Reporting Person as director of the Issuer for the 3-month period beginning July 1, 2019.
F2: Includes 1,914 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as director of the Issuer for the 12-month period ended June 30, 2019, which shares will vest on January 31, 2020.
F3: These shares are held in five separate trusts, each holding 6,100 shares for the benefit of a child of the Reporting Person. The trustee of these trusts is not a member of the Reporting Person's immediate family. The Reporting Person disclaims beneficial ownership for the securities held by these trusts.