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CADIZ INC — Director's Dealing 2017
Sep 25, 2017
33061_dirs_2017-09-25_d0a6197e-50b4-4196-beb6-7fa6a60ce610.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2017-08-14
Reporting Person: SHAHEEN TIMOTHY J (Director, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-14 | Common Stock | G | 10000 | — | Disposed | 148500 | Direct |
| 2017-09-21 | Common Stock | S | 50000 | $12.3 | Disposed | 98500 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $11.5 | 2020-01-14 | Common Stock (100000) | 100000 | Direct |
Footnotes
F1: Previously reported.
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