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CADIZ INC Director's Dealing 2017

Oct 5, 2017

33061_dirs_2017-10-05_2ebf0a8f-7387-4cf3-a25d-885c2efb7801.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CADIZ INC (cdzi)
CIK: 0000727273
Period of Report: 2017-10-03

Reporting Person: HUTCHISON MURRAY H (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-10-03 Common Stock A 587 $12.775 Acquired 46027 Direct

Footnotes

F1: These hares were allocated to the Reporting Person under the 2014 Equity Incentive Plan in lie of cash compensation for services rendered by the Reporting Person as a director of the Issuer for the 3-month period beginning October 1, 2017.

F2: Includes 1,449 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2017, which shares will vest on January 31, 2018.