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CADIZ INC — Director's Dealing 2014
Nov 13, 2014
33061_dirs_2014-11-13_5acda3d9-f49d-42cf-acd6-23430df0a0aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2014-11-13
Reporting Person: Grant Geoffrey T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-13 | Common Stock | P | 12800 | $10.6026 | Acquired | 122422 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30500 | Indirect |
Footnotes
F1: Includes 2,419 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12 month period ended June 30, 2014, which shares will vest on January 31, 2015.
F2: These shares are held in five separate trusts, each holding 6,100 shares for the benefit of a child of the Reporting Person. The trustee of these trusts is not a member of the Report Person's immediate family. The Reporting Person disclaims beneficial ownership of the securities held by these trusts.