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CADIZ INC — Director's Dealing 2009
Jul 1, 2009
33061_dirs_2009-07-01_e3290eee-4959-4233-b424-190f7ed599ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2009-06-01
Reporting Person: SHAHEEN TIMOTHY J (Director, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-06-01 | Common Stock | G | 2000 | — | Disposed | 38906 | Direct |
| 2009-06-01 | Common Stock | G | 2000 | — | Acquired | 2000 | Indirect |
| 2009-06-01 | Common Stock | G | 2000 | — | Disposed | 36906 | Direct |
| 2009-06-01 | Common Stock | G | 2000 | — | Acquired | 2000 | Indirect |
| 2009-06-30 | Common Stock | A | 942 | — | Acquired | 37848 | Direct |
Footnotes
F1: 2,000 shares were gifted by the Reporting Person to a trust for the benefit of the Reporting Person's daughter. The Reporting Person is custodian of this trust. The Reporting Person disclaims beneficial ownership of these securities.
F2: 2,000 shares were gifted by the Reporting Person to a trust for the benefit of the Reporting Person's son. The Reporting Person is custodian of this trust. The Reporting Person disclaims beneficial ownership of these securities.
F3: Includes 942 shares allocated to the Reporting Person under the Outside Director Compensation Plan for services rendered by the Reporting Person as a director of the Issuer during the 12 month period ended June 30, 2009, which shares will vest on January 31, 2010.