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CADIZ INC — Director's Dealing 2008
Jun 13, 2008
33061_dirs_2008-06-13_f2174025-6d2d-4a9a-a6ab-2a361b7c4454.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CADIZ INC (CDZI)
CIK: 0000727273
Period of Report: 2008-06-11
Reporting Person: Grant Geoffrey T (Director, No longer a 10% owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-06-11 | Common Stock, par value $0.01 per share ("Common Stock") See | S | 1385104 | $13.90 | Disposed | 438 | Direct |
Footnotes
F1: Geoffrey Grant was allocated 438 shares under the Outside Director Compensation Plan for services rendered by Mr. Grant as a
director of the Issuer during the 12 month period ended June 30, 2007 and these shares vested on January 31, 2008. Mr.
Grant is filing this Form 4 in his capacity as a Director of the Issuer. In additional, Mr. Grant filed another From 4 in
his capacity as a Chief Investment Officer of Peloton Partners (defined below).
F2: Geoffrey Grant, as Chief Investment Officer of Peloton Partners, may be deemed to have been the beneficial owner of the
Issuer's securities held by the Investment Entities. Mr. Grant disclaims beneficial ownership of such securities, and this
report shall not be deemed an admission that Mr. Grant was the beneficial owner of the securities for the purpose of Section
16 or for any other purpose, except to the extent of his pecuniary interest therein.
F3: Peloton Partners LLP ("Peloton Partners"), as investment manager to Peloton Partners LP and Peloton Multi-Strategy Master
Fund, Ltd. (the "Investment Entities") may be deemed to have been the beneficial owner of the Issuer's securities held by
the Investment Entities. Peloton Partners disclaims beneficial ownership of such securities, and this report shall not be
deemed an admission that Peloton Partners was the beneficial owner of the securities for the purpose of Section 16 or for
any other purpose, except to the extent of its pecuniary interest therein.
F4: As of June 11, 2008, Peloton Partners is not a 10% owner in the Issuer and is no longer subject to Section 16.