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CADENCE DESIGN SYSTEMS INC — Director's Dealing 2014
Feb 7, 2014
29878_dirs_2014-02-07_631acc68-fe6c-467d-ba1e-b730832b60b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CADENCE DESIGN SYSTEMS INC (CDNS)
CIK: 0000813672
Period of Report: 2014-02-04
Reporting Person: TAN LIP BU (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-04 | Common Stock | A | 125000 | — | Acquired | 315831 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-04 | Non-Qualified Stock Option (right to buy) | $13.81 | A | 500000 | Acquired | 2021-02-04 | Common Stock (500000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 31400 | Indirect |
| Common Stock | 25000 | Indirect |
| Common Stock | 699406 | Indirect |
| Common Stock | 15000 | Indirect |
| Common Stock | 7000 | Indirect |
Footnotes
F1: Shares held by IRA FBO Lip-Bu Tan DB Securities Inc. Custodian Rollover Account DTD 5/19/97.
F2: Amount of securities beneficially owned includes 499 shares acquired by the Reporting Person through the Employee Stock Purchase Plan on January 31, 2014.
F3: Shares held by Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
F4: Shares held by A&E Investment LLC, the sole member of which is the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
F5: Shares held by L Tan & N Lee & W Lee Trustees, Pacvan Walden Inc.
F6: Grant of performance-based incentive stock.
F7: Option vests at a rate of 1/48th per month.