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CADENCE DESIGN SYSTEMS INC — Director's Dealing 2013
Jan 10, 2013
29878_dirs_2013-01-10_5c6831cc-7e90-47ae-92d1-8f68e35430f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CADENCE DESIGN SYSTEMS INC (CDNS)
CIK: 0000813672
Period of Report: 2012-08-16
Reporting Person: TAN LIP BU (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-16 | Common Stock | Z | 41108 | — | Acquired | 615970 | Indirect |
| 2012-08-16 | Common Stock | Z | 41108 | — | Disposed | 258331 | Direct |
| 2012-12-31 | Common Stock | G | 25000 | — | Acquired | 25000 | Indirect |
| 2012-12-31 | Common Stock | G | 25000 | — | Acquired | 25000 | Indirect |
| 2012-12-31 | Common Stock | G | 25000 | — | Disposed | 590970 | Indirect |
| 2012-12-31 | Common Stock | G | 25000 | — | Disposed | 565970 | Indirect |
| 2013-01-08 | Common Stock | F | 28832 | $13.68 | Disposed | 229499 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 31400 | Indirect |
| Common Stock | 22000 | Indirect |
Footnotes
F1: Shares held by IRA FBO Lip-Bu Tan DB Securities Inc. Custodian Rollover Account DTD 5/19/97.
F2: Amount of indirect beneficial ownership by the Reporting Person following the reported transaction other than the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992: (i) 7,000 shares held by L Tan & N Lee &W Lee Trustees, Pacven Walden Inc. 401(k) PSB FBO Lip-Bu Tan and (ii) 15,000 shares held by A&E Investment LLC, the sole member of which is the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
F3: Shares transferred to the Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
F4: Shares gifted to child of Reporting Person by Lip-Bu Tan and Ysa Loo Trust dated 2/3/1992.
F5: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock.