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CABOT CORP — Director's Dealing 2022
Jun 1, 2022
31161_dirs_2022-06-01_38d6e72a-0eb8-433a-a2c7-00b2c6041caf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CABOT CORP (CBT)
CIK: 0000016040
Period of Report: 2022-05-31
Reporting Person: McLaughlin Erica (Senior Vice President, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-31 | COMMON STOCK | M | 2295 | $46.03 | Acquired | 47031 | Direct |
| 2022-05-31 | COMMON STOCK | M | 3293 | $39.54 | Acquired | 50324 | Direct |
| 2022-05-31 | COMMON STOCK | M | 3534 | $50.46 | Acquired | 53858 | Direct |
| 2022-05-31 | COMMON STOCK | S | 3007 | $76.054 | Disposed | 50851 | Direct |
| 2022-05-31 | COMMON STOCK | S | 4335 | $77.131 | Disposed | 46516 | Direct |
| 2022-05-31 | COMMON STOCK | S | 1780 | $77.822 | Disposed | 44736 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-31 | STOCK OPTIONS | $46.03 | M | 2295 | Acquired | 2024-11-13 | CABOT CORP (2295) | Direct |
| 2022-05-31 | STOCK OPTIONS | $39.54 | M | 3293 | Acquired | 2025-11-11 | CABOT CORP (3293) | Direct |
| 2022-05-31 | STOCK OPTIONS | $50.46 | M | 3534 | Acquired | 2026-11-10 | CABOT CORP (3534) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 1.535 | Indirect |
Footnotes
F1: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $75.590 to $76.570, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F2: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $76.600 to $77.600, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F3: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $77.630 to $78.180, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.
F4: Reflects retirement plan contributions by the Corporation.
F5: 2,295.000 shares were subject to the option. The option vested over a three year period as follows: 30% on November 14, 2015, 30% on November 14, 2016 and 40% on November 14, 2017.
F6: 3,293.000 shares were subject to the option. The option vested over a three year period as follows: 30% on November 12, 2016, 30% on November 12, 2017 and 40% on November 12, 2018.
F7: 3,534.000 shares were subject to the option. The option vested over a three year period as follows: 30% on November 11, 2017, 30% on November 11, 2018 and 40% on November 11, 2019.